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First Trust Consumer Staples AlphaDEX Fund

76 hedge funds and large institutions have $571M invested in First Trust Consumer Staples AlphaDEX Fund in 2014 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 33 increasing their positions, 20 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

65% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 20

0% more funds holding

Funds holding: 7676 (0)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 16

7.77% less ownership

Funds ownership: 70.05%62.27% (-7.8%)

22% less capital invested

Capital invested by funds: $736M → $571M (-$165M)

Holders
76
Holders Change
Holders Change %
0%
% of All Funds
2.2%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
16
Increased
33
Reduced
20
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$145M -$9.61M -269,953 -6%
Wells Fargo
2
Wells Fargo
California
$112M -$4.81M -135,080 -4%
U
3
UBS
Switzerland
$52M +$16.7M +468,888 +50%
BTS
4
BB&T Securities
Virginia
$49.6M -$2.43M -68,299 -34%
Bank of America
5
Bank of America
North Carolina
$38.9M +$6.77M +190,295 +22%
RJA
6
Raymond James & Associates
Florida
$22.7M +$1.7M +47,742 +8%
LPL Financial
7
LPL Financial
California
$20.8M +$1.98M +55,660 +11%
First Trust Advisors
8
First Trust Advisors
Illinois
$19.4M +$18.7M +526,376 New
HF
9
Hoxton Financial
West Virginia
$10.3M -$176K -4,940 -2%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$9.63M -$4.14M -116,409 -31%
Stifel Financial
11
Stifel Financial
Missouri
$7.11M +$6.86M +192,754 New
JP Morgan Chase
12
JP Morgan Chase
New York
$5.03M +$597K +16,763 +14%
Ameriprise
13
Ameriprise
Minnesota
$4.88M +$715K +20,095 +18%
MFS
14
MSI Financial Services
Massachusetts
$4.59M +$1.55M +43,531 +54%
HFS
15
HL Financial Services
Kentucky
$3.91M +$201K +5,649 +6%
CS
16
Credit Suisse
Switzerland
$3.86M +$418K +11,743 +13%
SAMT
17
Select Asset Management & Trust
Pennsylvania
$3.65M +$3.53M +99,100 New
B
18
Baird
Wisconsin
$3.3M -$1.67M -46,865 -34%
TT
19
Tower Trust
Indiana
$3.29M +$41.3K +1,160 +1%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$2.92M -$133K -3,725 -4%
SG Americas Securities
21
SG Americas Securities
New York
$2.85M +$2.75M +77,297 New
SAG
22
Sterne Agee Group
Alabama
$2.66M -$52.9K -1,485 -2%
SB
23
Suntrust Banks
Georgia
$2.23M +$549K +15,419 +34%
SAM
24
SignalPoint Asset Management
Missouri
$2.2M +$162K +4,562 +8%
AIG
25
American International Group
New York
$2.15M +$243K +6,820 +13%

FXG Hedge Fund Activity: Q1 2014 in Review

76 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in First Trust Consumer Staples AlphaDEX Fund (FXG) for Q1 2014, worth a combined $571M — down 22% from $736M a quarter earlier.

Fund positioning in FXG was balanced in Q1 2014: 16 funds opened new positions, 16 closed out, 33 added to existing stakes and 20 trimmed.

The largest buyer was First Trust Advisors, opening a new position worth an estimated $18.7M. The largest seller was F-Squared Investment Management, exiting entirely with an estimated $139M sold.

  • 76 institutional investors held First Trust Consumer Staples AlphaDEX Fund (FXG) as of Q1 2014, unchanged from Q4 2013.
  • Funds reported $571M of First Trust Consumer Staples AlphaDEX Fund stock for Q1 2014, down 22% quarter-over-quarter.
  • 16 funds opened new First Trust Consumer Staples AlphaDEX Fund positions in Q1 2014 and 16 closed out, a net change of 0 holders.
  • The largest First Trust Consumer Staples AlphaDEX Fund buyer in Q1 2014 was First Trust Advisors, an estimated $18.7M added.
  • The largest First Trust Consumer Staples AlphaDEX Fund seller in Q1 2014 was F-Squared Investment Management, an estimated $139M sold.

Based on aggregated 13F filings for Q1 2014.