UBS’s First Trust Consumer Staples AlphaDEX Fund FXG Stock Holding History

UBS’s Portfolio FXG Stock Details FXG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$50.9M	Sell	1,302,664 -201,543	-13%	-$7.9M	0.04%	497
2014 Q2	$59.9M	Buy	1,504,207 +95,019	+7%	+$3.61M	0.05%	382
2014 Q1	$52M	Buy	1,409,188 +468,888	+50%	+$16.7M	0.05%	393
2013 Q4	$33.5M	Sell	940,300 -10,871	-1%	-$376K	0.03%	545
2013 Q3	$31.3M	Buy	951,171 +155,551	+20%	+$5.1M	0.03%	511
2013 Q2	$24.6M	Buy	+795,620	New	+$24.6M	0.03%	558

Other funds holding FXG

FSIM

F-Squared Investment Management Wellesley, Massachusetts $1.55B AUM 4.2% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

BFA

Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS's FXG Position: Q3 2014 in Review

UBS reduced its First Trust Consumer Staples AlphaDEX Fund (FXG) stake by 13% in Q3 2014, selling an estimated $7.9M and leaving 1,302,664 shares worth $50.9M. The position accounts for 0.04% of the portfolio, ranked #497.

UBS first reported a position in FXG in Q2 2013 and has held it in 6 quarters since. The position peaked at $59.9M in Q2 2014. 86 funds tracked by Wall St. Rank hold FXG as of Q3 2014.

UBS held 1,302,664 shares of First Trust Consumer Staples AlphaDEX Fund worth $50.9M as of Q3 2014.
UBS sold 201,543 First Trust Consumer Staples AlphaDEX Fund shares in Q3 2014, an estimated $7.9M.
First Trust Consumer Staples AlphaDEX Fund made up 0.04% of UBS's portfolio in Q3 2014, its #497 holding.
UBS first reported a position in First Trust Consumer Staples AlphaDEX Fund in Q2 2013 and has held it in 6 quarters since.
UBS's First Trust Consumer Staples AlphaDEX Fund position peaked at $59.9M in Q2 2014.
86 funds tracked by Wall St. Rank held First Trust Consumer Staples AlphaDEX Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.