National Planning Corporation’s First Trust Consumer Staples AlphaDEX Fund FXG Stock Holding History

National Planning Corporation’s Portfolio FXG Stock Details FXG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-4,889	Closed	-$223K	–	242
2017 Q3	$223K	Buy	+4,889	New	+$227K	0.02%	602
2017 Q1	–	Sell	-8,824	Closed	-$400K	–	714
2016 Q4	$400K	Sell	8,824 -3,176	-26%	-$144K	0.03%	424
2016 Q3	$546K	Sell	12,000 -790	-6%	-$37.9K	0.04%	346
2016 Q2	$621K	Sell	12,790 -2,527	-16%	-$118K	0.05%	332
2016 Q1	$721K	Buy	15,317 +2,139	+16%	+$94.2K	0.06%	288
2015 Q4	$562K	Buy	13,178 +2,007	+18%	+$87.7K	0.05%	372
2015 Q3	$489K	Sell	11,171 -1,219	-10%	-$53.9K	0.04%	356
2015 Q2	$562K	Sell	12,390 -2,518	-17%	-$112K	0.05%	326
2015 Q1	$653K	Sell	14,908 -28,035	-65%	-$1.23M	0.06%	283
2014 Q4	$1.83M	Sell	42,943 -2,494	-5%	-$102K	0.13%	154
2014 Q3	$1.79M	Buy	45,437 +33,022	+266%	+$1.3M	0.14%	151
2014 Q2	$494K	Buy	12,415 +1,041	+9%	+$39.5K	0.04%	405
2014 Q1	$421K	Sell	11,374 -133	-1%	-$4.73K	0.04%	427
2013 Q4	$409K	Sell	11,507 -867	-7%	-$30K	0.04%	418
2013 Q3	$411K	Buy	12,374 +2,140	+21%	+$70.2K	0.04%	397
2013 Q2	$317K	Buy	+10,234	New	+$317K	0.04%	378

Other funds holding FXG

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

National Planning Corporation's FXG Position: Q4 2017 in Review

National Planning Corporation sold out of First Trust Consumer Staples AlphaDEX Fund (FXG) in Q4 2017, closing a stake of 4,889 shares — an estimated $223K sold.

National Planning Corporation first reported a position in FXG in Q2 2013 and held it in 16 quarters. The position peaked at $1.83M in Q4 2014. 95 funds tracked by Wall St. Rank hold FXG as of Q4 2017.

National Planning Corporation reported no remaining First Trust Consumer Staples AlphaDEX Fund position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 4,889 First Trust Consumer Staples AlphaDEX Fund shares in Q4 2017, an estimated $223K.
National Planning Corporation first reported a position in First Trust Consumer Staples AlphaDEX Fund in Q2 2013 and held it in 16 quarters.
National Planning Corporation's First Trust Consumer Staples AlphaDEX Fund position peaked at $1.83M in Q4 2014.
95 funds tracked by Wall St. Rank held First Trust Consumer Staples AlphaDEX Fund as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.