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First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC

38 hedge funds and large institutions have $194M invested in First Trust Dorsey Wright Dynamic Focus 5 ETF in 2017 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% more capital invested

Capital invested by funds: $182M → $194M (+$11.6M)

1.87% more ownership

Funds ownership: 71.64% → 73.51% (+1.9%)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

3% less funds holding

Funds holding: 39 → 38 (-1)

24% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 17

Holders
38
Holders Change
-1
Holders Change %
-2.56%
% of All Funds
0.95%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
13
Reduced
17
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$5.21M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$3.71M
3
Morgan Stanley
Morgan Stanley
New York
+$3.17M
4
LPL Financial
LPL Financial
California
+$2.47M
5
LTFS
Ladenburg Thalmann Financial Services
Florida
+$1.62M

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$3.12M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$2.2M
3
Baird Financial Group
Baird Financial Group
Wisconsin
-$1.34M
4
AG
Advisor Group
Arizona
-$1.25M
5
NPC
National Planning Corporation
California
-$1.14M
Name Holding Trade Value Shares
Change 		Change in
Stake
FI
26
FormulaFolio Investments
Michigan
$253K -$6.03K -270 -2%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$247K +$246K +11,002 New
US Bancorp
28
US Bancorp
Minnesota
$217K -$36.4K -1,628 -14%
BIG
29
Bellwether Investment Group
Tennessee
$109K -$3.69K -165 -3%
Wells Fargo
30
Wells Fargo
California
$103K +$103K +4,600 New
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$34K +$33.1K +1,480 New
Citigroup
32
Citigroup
New York
$25K +$24.6K +1,100 New
WA
33
WFG Advisors
Texas
$22K – – –
GRP
34
Global Retirement Partners
California
$16K – – –
Envestnet Asset Management
35
Envestnet Asset Management
Illinois
$11K +$313 +14 +3%
IWM
36
IHT Wealth Management
Illinois
$6K -$27K -1,208 -81%
Bank of Montreal
37
Bank of Montreal
Ontario, Canada
$6K +$5.58K +250 New
HI
38
Hudock Inc
Pennsylvania
$1K -$961 -43 -49%
NPC
39
National Planning Corporation
California
– -$1.14M -51,594 Closed
MIAN
40
Mariner Independent Advisor Network
Kansas
– -$1.02M -47,107 Closed
Citadel Advisors
41
Citadel Advisors
Florida
– -$573K -26,550 Closed
Susquehanna International Group
42
Susquehanna International Group
Pennsylvania
– -$418K -19,385 Closed
Cetera Investment Advisers
43
Cetera Investment Advisers
Illinois
– -$211K -9,829 Closed
BFEC
44
Benjamin F. Edwards & Company
Missouri
– -$22K -1,001 Closed
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FVC Hedge Fund Activity: Q1 2017 in Review

38 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) for Q1 2017, worth a combined $194M — up 6.3% from $182M a quarter earlier.

Fund positioning in FVC was balanced in Q1 2017: 6 funds opened new positions, 6 closed out, 13 added to existing stakes and 17 trimmed.

The largest buyer was UBS Group, adding an estimated $5.21M. The largest seller was Bank of America, cutting an estimated $3.12M.

  • 38 institutional investors held First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) as of Q1 2017, down from 39 in Q4 2016.
  • Funds reported $194M of First Trust Dorsey Wright Dynamic Focus 5 ETF stock for Q1 2017, up 6.3% quarter-over-quarter.
  • 6 funds opened new First Trust Dorsey Wright Dynamic Focus 5 ETF positions in Q1 2017 and 6 closed out, a net change of 0 holders.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF buyer in Q1 2017 was UBS Group, an estimated $5.21M added.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF seller in Q1 2017 was Bank of America, an estimated $3.12M sold.

Based on aggregated 13F filings for Q1 2017.