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FUND

Sprott Focus Trust

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
26
LPL Financial
California
$164K +$110K +18,079 +172%
UBS Group
27
UBS Group
Switzerland
$163K +$14.6K +2,404 +9%
HFS
28
HL Financial Services
Kentucky
$147K +$1.66K +273 +1%
RIL
29
Rothschild Investment LLC
Illinois
$133K +$2.84K +468 +2%
GFM
30
Gramercy Funds Management
Connecticut
$130K +$47.3K +7,800 +53%
PVWM
31
Point View Wealth Management
New Jersey
$129K -$24.2K -3,988 -15%
MM
32
Midas Management
New York
$122K +$127K +21,000 New
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$106K -$170 -28 -0.2%
HighTower Advisors
34
HighTower Advisors
Illinois
$101K +$2.17K +358 +2%
TSS
35
Two Sigma Securities
New York
$94K +$98.7K +16,267 New
APCM
36
Arbiter Partners Capital Management
New York
$71K
Ameriprise
37
Ameriprise
Minnesota
$60K +$63K +10,373 New
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$41K +$522 +86 +1%
WRM
39
Westport Resources Management
Connecticut
$33K -$9.16K -1,510 -21%
S
40
SignatureFD
Georgia
$33K +$698 +115 +2%
AIG
41
American International Group
New York
$28K +$607 +100 +2%
MFS
42
MSI Financial Services
Massachusetts
$23K +$4.06K +669 +20%
WT
43
Whittier Trust
California
$6K +$6.46K +1,065 New
HNB
44
Huntington National Bank
Ohio
$5K
TRCT
45
Tower Research Capital (TRC)
New York
$2K -$832 -137 -27%
CK
46
Carnick & Kubik
Colorado
-$20.6K -3,484 Closed