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First Trust Ultra Short Duration Municipal ETF
FUMB

84 hedge funds and large institutions have $211M invested in First Trust Ultra Short Duration Municipal ETF in 2022 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 32 increasing their positions, 25 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

90% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 10

28% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 25

16% more capital invested

Capital invested by funds: $182M → $211M (+$29.2M)

9% more funds holding

Funds holding: 77 → 84 (+7)

3.04% more ownership

Funds ownership: 58.74% → 61.78% (+3%)

Holders
84
Holders Change
+7
Holders Change %
+9.09%
% of All Funds
1.35%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
19
Increased
32
Reduced
25
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$10.3M
2
SWP
Stratos Wealth Partners
Ohio
+$6.44M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$4.8M
4
NA
NewEdge Advisors
Louisiana
+$3.86M
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$2.91M

Top Sellers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
-$5.08M
2
SAM
Strategy Asset Managers
California
-$3.73M
3
PAG
Private Advisor Group
New Jersey
-$3.56M
4
Jane Street
Jane Street
New York
-$1.75M
5
APWM
Atlas Private Wealth Management
New York
-$890K
Name Holding Trade Value Shares
Change 		Change in
Stake
HW
51
Hedeker Wealth
Illinois
$435K -$355K -17,824 -45%
SFS
52
Security Financial Services
Indiana
$380K +$379K +19,056 New
AAS
53
Avantax Advisory Services
Texas
$377K +$37.3K +1,875 +11%
DADC
54
D.A. Davidson & Co
Montana
$365K – – –
NFG
55
Nations Financial Group
Iowa
$364K -$7.96K -400 -2%
WIP
56
WealthCare Investment Partners
Rhode Island
$333K +$1.43K +72 +0.4%
KWM
57
Kingsview Wealth Management
Oregon
$329K -$296K -14,865 -47%
JCM
58
Jacobi Capital Management
Pennsylvania
$325K +$796 +40 +0.2%
B
59
Bensler
Washington
$306K -$84.1K -4,227 -22%
Rockefeller Capital Management
60
Rockefeller Capital Management
New York
$300K +$101K +5,053 +51%
FHA
61
First Horizon Advisors
Tennessee
$297K +$3.24K +163 +1%
KIG
62
Kowal Investment Group
Wisconsin
$287K -$6.35K -319 -2%
WCM
63
WealthBridge Capital Management
Ohio
$268K +$51.1K +2,567 +24%
RA
64
RFG Advisory
Alabama
$262K +$52.2K +2,624 +25%
SPI
65
Sutton Place Investors
New York
$259K -$160K -8,020 -38%
MSFS
66
Main Street Financial Solutions
Pennsylvania
$249K – – –
BFEC
67
Benjamin F. Edwards & Company
Missouri
$244K +$59.9K +3,009 +33%
MML Investors Services
68
MML Investors Services
Massachusetts
$219K +$219K +10,993 New
SOS
69
Silver Oak Securities
Tennessee
$215K +$214K +10,759 New
OPS
70
Orion Portfolio Solutions
Nebraska
$212K +$211K +10,611 New
IWM
71
Iams Wealth Management
Nebraska
$204K +$204K +10,230 New
OAM
72
Occidental Asset Management
California
$200K – – –
SSWM
73
Sheets Smith Wealth Management
North Carolina
$200K – – –
Wells Fargo
74
Wells Fargo
California
$135K +$40.8K +2,048 +43%
GRP
75
Global Retirement Partners
California
$122K +$39.9K +2,006 +49%
1 2
3
4

FUMB Hedge Fund Activity: Q4 2022 in Review

84 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Ultra Short Duration Municipal ETF (FUMB) for Q4 2022, worth a combined $211M — up 16% from $182M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FUMB positions and 10 closed out — a net gain of 9 holders — while 32 added to existing stakes and 25 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $10.3M. The largest seller was LPL Financial, cutting an estimated $5.08M.

  • 84 institutional investors held First Trust Ultra Short Duration Municipal ETF (FUMB) as of Q4 2022, up from 77 in Q3 2022.
  • Funds reported $211M of First Trust Ultra Short Duration Municipal ETF stock for Q4 2022, up 16% quarter-over-quarter.
  • 19 funds opened new First Trust Ultra Short Duration Municipal ETF positions in Q4 2022 and 10 closed out, a net change of +9 holders.
  • The largest First Trust Ultra Short Duration Municipal ETF buyer in Q4 2022 was Morgan Stanley, an estimated $10.3M added.
  • The largest First Trust Ultra Short Duration Municipal ETF seller in Q4 2022 was LPL Financial, an estimated $5.08M sold.

Based on aggregated 13F filings for Q4 2022.