Nations Financial Group’s First Trust Ultra Short Duration Municipal ETF FUMB Stock Holding History

Nations Financial Group’s Portfolio FUMB Stock Details FUMB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-23,967	Closed	-$479K	–	624
2023 Q2	$479K	Sell	23,967 -300	-1%	-$5.99K	0.05%	397
2023 Q1	$484K	Buy	24,267 +6,000	+33%	+$120K	0.05%	376
2022 Q4	$364K	Sell	18,267 -400	-2%	-$7.96K	0.04%	424
2022 Q3	$370K	Buy	+18,667	New	+$372K	0.05%	358

Other funds holding FUMB

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

APWM

Atlas Private Wealth Management Albany, New York $238M AUM 17.48% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

MFG

Mainsail Financial Group Bellevue, Washington $294M AUM 23.41% 1-Year Est. Return

Nations Financial Group's FUMB Position: Q3 2023 in Review

Nations Financial Group sold out of First Trust Ultra Short Duration Municipal ETF (FUMB) in Q3 2023, closing a stake of 23,967 shares — an estimated $479K sold.

Nations Financial Group first reported a position in FUMB in Q3 2022 and held it in 4 quarters. The position peaked at $484K in Q1 2023. 90 funds tracked by Wall St. Rank hold FUMB as of Q3 2023.

Nations Financial Group reported no remaining First Trust Ultra Short Duration Municipal ETF position as of Q3 2023 after selling out during the quarter.
Nations Financial Group sold 23,967 First Trust Ultra Short Duration Municipal ETF shares in Q3 2023, an estimated $479K.
Nations Financial Group first reported a position in First Trust Ultra Short Duration Municipal ETF in Q3 2022 and held it in 4 quarters.
Nations Financial Group's First Trust Ultra Short Duration Municipal ETF position peaked at $484K in Q1 2023.
90 funds tracked by Wall St. Rank held First Trust Ultra Short Duration Municipal ETF as of Q3 2023.

Based on Nations Financial Group's 13F filing for Q3 2023, filed 14 Nov 2023.