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First Trust Enhanced Short Maturity ETF
FTSM

Overview Fund Activity

73 hedge funds and large institutions have $669M invested in First Trust Enhanced Short Maturity ETF in 2017 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 36 increasing their positions, 17 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
73
Holders Change
–
Holders Change %
0%
% of All Funds
1.82%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
12
Increased
36
Reduced
17
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$99.7M
2
Wells Fargo
2
Wells Fargo
California
$110M
3
UCFA
3
United Capital Financial Advisors
Texas
$16.7M
4
UBS Group
4
UBS Group
Switzerland
$52.1M
5
Morgan Stanley
5
Morgan Stanley
New York
$174M

Top Sellers

1
PFA
1
Pinnacle Family Advisors
Missouri
$0
2
LPL Financial
2
LPL Financial
California
$23M
3
HA
3
Hays Advisory
Tennessee
$22.1M
4
AG
4
Advisor Group
Arizona
$5.5M
5
SI
5
SII Investments
Wisconsin
$1.45M
Name Holding Trade Value Shares
Change 		Shares
Change %
RA
51
RFG Advisory
Alabama
$390K +$600 +10 +0.2%
WP
52
WealthSource Partners
California
$380K +$27.5K +458 +8%
VAM
53
Visionary Asset Management
Texas
$357K -$46.2K -769 -11%
Citadel Advisors
54
Citadel Advisors
Florida
$354K +$354K +5,902 New
SF
55
Synovus Financial
Georgia
$322K +$322K +5,360 New
LI
56
LVZ Inc
Michigan
$321K +$11.5K +192 +4%
FAAS
57
First Allied Advisory Services
California
$308K -$153K -2,534 -33%
Lido Advisors
58
Lido Advisors
California
$297K +$297K +4,964 New
UR
59
USCA RIA
Texas
$292K – – –
PFS
60
Prospera Financial Services
Texas
$259K -$140K -2,332 -35%
Millennium Management
61
Millennium Management
New York
$210K -$10.9K -182 -5%
GWM
62
Geneos Wealth Management
Colorado
$185K – – –
SPIA
63
Steward Partners Investment Advisory
New York
$114K +$48.4K +811 +74%
GRP
64
Global Retirement Partners
California
$61K -$24.7K -409 -29%
OC
65
Oakworth Capital
Alabama
$60K +$60K +1,000 New
IA
66
IFP Advisors
Florida
$49K +$23.9K +397 +95%
BTIS
67
BB&T Investment Services
North Carolina
$30K – – –
PNC Financial Services Group
68
PNC Financial Services Group
Pennsylvania
$26K – – –
IWM
69
IHT Wealth Management
Illinois
$23K -$1.14K -19 -5%
SMG
70
Spectrum Management Group
Indiana
$21K +$21K +350 New
CAL
71
Capital Advisors Ltd
Ohio
$20K -$231K -3,836 -92%
MIM
72
Macroview Investment Management
Maryland
$12K – – –
PFA
73
Pinnacle Family Advisors
Missouri
– -$18.9M -315,200 Closed
SG
74
StoneX Group
New York
– -$494K -8,239 Closed
Cetera Investment Advisers
75
Cetera Investment Advisers
Illinois
– -$275K -4,585 Closed
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3
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