SII Investments’s First Trust Enhanced Short Maturity ETF FTSM Stock Holding History

SII Investments’s Portfolio FTSM Stock Details FTSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-27,295	Closed	-$1.63M	–	108
2017 Q4	$1.63M	Buy	27,295 +3,205	+13%	+$192K	0.17%	108
2017 Q3	$1.45M	Sell	24,090 -22,982	-49%	-$1.38M	0.08%	184
2017 Q2	$2.82M	Buy	47,072 +33,723	+253%	+$2.02M	0.17%	115
2017 Q1	$800K	Buy	13,349 +798	+6%	+$47.9K	0.06%	232
2016 Q4	$751K	Buy	+12,551	New	+$752K	0.06%	231

Other funds holding FTSM

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $13.1B AUM 28.37% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $18.2B AUM 22.02% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

SII Investments's FTSM Position: Q1 2018 in Review

SII Investments sold out of First Trust Enhanced Short Maturity ETF (FTSM) in Q1 2018, closing a stake of 27,295 shares — an estimated $1.63M sold.

SII Investments first reported a position in FTSM in Q4 2016 and held it in 5 quarters. The position peaked at $2.82M in Q2 2017. 112 funds tracked by Wall St. Rank hold FTSM as of Q1 2018.

SII Investments reported no remaining First Trust Enhanced Short Maturity ETF position as of Q1 2018 after selling out during the quarter.
SII Investments sold 27,295 First Trust Enhanced Short Maturity ETF shares in Q1 2018, an estimated $1.63M.
SII Investments first reported a position in First Trust Enhanced Short Maturity ETF in Q4 2016 and held it in 5 quarters.
SII Investments's First Trust Enhanced Short Maturity ETF position peaked at $2.82M in Q2 2017.
112 funds tracked by Wall St. Rank held First Trust Enhanced Short Maturity ETF as of Q1 2018.

Based on SII Investments's 13F filing for Q1 2018.