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First Trust Enhanced Short Maturity ETF
FTSM

253 hedge funds and large institutions have $3.25B invested in First Trust Enhanced Short Maturity ETF in 2019 Q4 according to their latest regulatory filings, with 56 funds opening new positions, 94 increasing their positions, 83 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

195% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 19

16% more funds holding

Funds holding: 218 → 253 (+35)

13% more repeat investments, than reductions

Existing positions increased: 94 | Existing positions reduced: 83

4% more funds holding in top 10

Funds holding in top 10: 25 → 26 (+1)

2% more capital invested

Capital invested by funds: $3.19B → $3.25B (+$52.9M)

0.38% more ownership

Funds ownership: 65.55% → 65.93% (+0.38%)

Holders
253
Holders Change
+35
Holders Change %
+16.06%
% of All Funds
4.99%
Holding in Top 10
26
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+4%
% of All Funds
0.51%
New
56
Increased
94
Reduced
83
Closed
19
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$29.8M
2
Truist Financial
Truist Financial
North Carolina
+$21.2M
3
VCM
Vivaldi Capital Management
Illinois
+$19.3M
4
First Trust Advisors
First Trust Advisors
Illinois
+$12.9M
5
IF
IRON Financial
Illinois
+$11.7M

Top Sellers

1
PA
Planning Alternatives
Michigan
-$20.9M
2
FEG
Financial Enhancement Group
Indiana
-$20.5M
3
HIS
Harvest Investment Services
Illinois
-$18.7M
4
Wells Fargo
Wells Fargo
California
-$14.6M
5
RJFSA
Raymond James Financial Services Advisors
Florida
-$14.6M
Name Holding Trade Value Shares
Change 		Change in
Stake
CAG
26
Csenge Advisory Group
Florida
$22.6M -$841K -13,994 -4%
PAG
27
Private Advisor Group
New Jersey
$21.3M -$3.74M -62,200 -15%
Truist Financial
28
Truist Financial
North Carolina
$21.2M +$21.2M +352,409 New
MML Investors Services
29
MML Investors Services
Massachusetts
$19.8M -$814K -13,532 -4%
VCM
30
Vivaldi Capital Management
Illinois
$19.2M +$19.3M +320,292 New
ACA
31
Aptus Capital Advisors
Alabama
$19.2M +$75.1K +1,249 +0.4%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$17.8M +$6.28M +104,398 +54%
AG
33
Advisor Group
Arizona
$15.7M +$644K +10,714 +4%
SPL
34
Smart Portfolios LLC
Washington
$15M -$263K -4,369 -2%
IAA
35
Independent Advisor Alliance
North Carolina
$14.3M +$10.1M +167,391 +237%
Citigroup
36
Citigroup
New York
$14M +$588K +9,787 +4%
PNC
37
Park National Corp
Ohio
$13.8M +$1.8M +29,864 +15%
SFS
38
Sowell Financial Services
Arkansas
$13.5M -$1.13M -18,796 -8%
ACA
39
Ascension Capital Advisors
Texas
$13.4M +$13.4M +222,630 New
DI
40
DFPG Investments
Utah
$12.6M +$10M +166,274 +385%
ASN
41
Advisory Services Network
Georgia
$12.3M -$306K -5,087 -2%
Janney Montgomery Scott
42
Janney Montgomery Scott
Pennsylvania
$12.1M +$3.15M +52,405 +35%
IF
43
IRON Financial
Illinois
$11.7M +$11.7M +195,347 New
BFG
44
Barber Financial Group
Kansas
$10.2M +$2.37M +39,436 +30%
APA
45
American Portfolios Advisors
New York
$9.36M +$233K +3,871 +3%
1W
46
1776 Wealth
Georgia
$8.91M +$8.92M +148,311 New
1IA
47
1834 Investment Advisors
Wisconsin
$8.78M +$417K +6,943 +5%
GCA
48
Genesee Capital Advisors
New York
$8.52M +$7.39M +122,981 +651%
AWM
49
Adams Wealth Management
Utah
$8.23M +$8.23M +136,973 New
SWP
50
Stratos Wealth Partners
Ohio
$8.17M -$1.03M -17,067 -11%
1
2
3 4 5

FTSM Hedge Fund Activity: Q4 2019 in Review

253 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q4 2019, worth a combined $3.25B — up 1.7% from $3.19B a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new FTSM positions and 19 closed out — a net gain of 37 holders — while 94 added to existing stakes and 83 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $29.8M. The largest seller was Planning Alternatives, cutting an estimated $20.9M.

  • 253 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q4 2019, up from 218 in Q3 2019.
  • Funds reported $3.25B of First Trust Enhanced Short Maturity ETF stock for Q4 2019, up 1.7% quarter-over-quarter.
  • 56 funds opened new First Trust Enhanced Short Maturity ETF positions in Q4 2019 and 19 closed out, a net change of +37 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q4 2019 was Royal Bank of Canada, an estimated $29.8M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q4 2019 was Planning Alternatives, an estimated $20.9M sold.

Based on aggregated 13F filings for Q4 2019.