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First Trust Enhanced Short Maturity ETF

112 hedge funds and large institutions have $1.03B invested in First Trust Enhanced Short Maturity ETF in 2018 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 49 increasing their positions, 27 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

81% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 27

73% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 15

16% more capital invested

Capital invested by funds: $885M → $1.03B (+$140M)

10% more funds holding

Funds holding: 102112 (+10)

13.27% less ownership

Funds ownership: 77.44%64.17% (-13%)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

Holders
112
Holders Change
+10
Holders Change %
+9.8%
% of All Funds
2.57%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
26
Increased
49
Reduced
27
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AG
26
Advisor Group
Arizona
$4.68M -$2.43M -40,550 -34%
Janney Montgomery Scott
27
Janney Montgomery Scott
Pennsylvania
$4.1M -$81.8K -1,363 -2%
Cetera Investment Advisers
28
Cetera Investment Advisers
Illinois
$3.93M +$2.95M +49,087 +297%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$3.93M +$1.13M +18,874 +40%
PNC
30
Park National Corp
Ohio
$3.63M +$1.39M +23,188 +62%
SPIA
31
Steward Partners Investment Advisory
New York
$3.53M +$3.22M +53,730 +1,058%
SWP
32
Stratos Wealth Partners
Ohio
$3.33M -$7.74K -129 -0.2%
KFGK
33
Keystone Financial Group (Kentucky)
Kentucky
$3.01M -$23.2M -386,996 -89%
HH
34
Hilltop Holdings
Texas
$2.65M +$2.65M +44,223 New
BCP
35
Blackhawk Capital Partners
Wisconsin
$2.41M +$2.35M +39,200 +3,920%
JP Morgan Chase
36
JP Morgan Chase
New York
$2.21M -$144K -2,392 -6%
DADC
37
D.A. Davidson & Co
Montana
$1.92M +$930K +15,503 +94%
SCA
38
Snowden Capital Advisors
New York
$1.91M +$1.59M +26,530 +495%
UR
39
USCA RIA
Texas
$1.89M +$1.21M +20,079 +175%
NA
40
NewEdge Advisors
Louisiana
$1.63M -$651K -10,840 -29%
CAN
41
Cetera Advisor Networks
California
$1.62M -$373K -6,208 -19%
HCIA
42
Hochman Cole Investment Advisors
Illinois
$1.53M -$64K -1,067 -4%
GSC
43
G&S Capital
Colorado
$1.52M +$210K +3,500 +16%
Lido Advisors
44
Lido Advisors
California
$1.49M +$1.19M +19,813 +399%
WS
45
Wedbush Securities
California
$1.46M +$1.46M +24,382 New
FHA
46
First Horizon Advisors
Tennessee
$1.38M -$277K -4,622 -17%
PAG
47
Private Advisor Group
New Jersey
$1.27M -$939K -15,639 -42%
CA
48
Cetera Advisors
Colorado
$1.2M +$136K +2,267 +13%
CCM
49
Coldstream Capital Management
Washington
$1.17M +$118K +1,972 +11%
WF
50
WealthTrust Fairport
Ohio
$1.14M -$460K -7,668 -29%

FTSM Hedge Fund Activity: Q1 2018 in Review

112 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q1 2018, worth a combined $1.03B — up 16% from $885M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new FTSM positions and 15 closed out — a net gain of 11 holders — while 49 added to existing stakes and 27 trimmed.

The largest buyer was Bank of America, adding an estimated $42.3M. The largest seller was BB&T Securities, cutting an estimated $26.7M.

  • 112 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q1 2018, up from 102 in Q4 2017.
  • Funds reported $1.03B of First Trust Enhanced Short Maturity ETF stock for Q1 2018, up 16% quarter-over-quarter.
  • 26 funds opened new First Trust Enhanced Short Maturity ETF positions in Q1 2018 and 15 closed out, a net change of +11 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q1 2018 was Bank of America, an estimated $42.3M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q1 2018 was BB&T Securities, an estimated $26.7M sold.

Based on aggregated 13F filings for Q1 2018.