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First Trust Enhanced Short Maturity ETF

59 hedge funds and large institutions have $425M invested in First Trust Enhanced Short Maturity ETF in 2017 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 28 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

183% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 6

133% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 12

18% more funds holding

Funds holding: 5059 (+9)

16% more capital invested

Capital invested by funds: $366M → $425M (+$59.8M)

11.04% more ownership

Funds ownership: 67.78%78.81% (+11%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
59
Holders Change
+9
Holders Change %
+18%
% of All Funds
1.47%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
17
Increased
28
Reduced
12
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SI
26
SII Investments
Wisconsin
$800K +$47.9K +798 +6%
CA
27
Cetera Advisors
Colorado
$755K +$758K +12,645 New
NA
28
NewEdge Advisors
Louisiana
$745K +$108K +1,804 +17%
HCIA
29
Hochman Cole Investment Advisors
Illinois
$718K +$718K +11,971 New
FAAS
30
First Allied Advisory Services
California
$697K +$318K +5,302 +84%
OMC
31
Old Mission Capital
Illinois
$645K +$645K +10,756 New
SWP
32
Stratos Wealth Partners
Ohio
$622K +$622K +10,380 New
DADC
33
D.A. Davidson & Co
Montana
$557K -$342K -5,709 -38%
Jane Street
34
Jane Street
New York
$534K -$1.01M -16,852 -65%
Envestnet Asset Management
35
Envestnet Asset Management
Illinois
$511K -$5.1K -85 -1%
BWM
36
BerganKDV Wealth Management
Minnesota
$485K -$45.6K -760 -9%
SIM
37
SSI Investment Management
California
$484K +$3.9K +65 +0.8%
Commonwealth Equity Services
38
Commonwealth Equity Services
Massachusetts
$470K +$150K +2,503 +47%
FA
39
FDx Advisors
Illinois
$445K +$445K +7,414 New
FHA
40
First Horizon Advisors
Tennessee
$408K -$102K -1,707 -20%
IH
41
IFC Holdings
Florida
$369K -$553K -9,224 -60%
GRP
42
Global Retirement Partners
California
$347K +$347K +5,793 New
MHS
43
M Holdings Securities
Oregon
$345K -$148K -2,468 -30%
BAS
44
Brown Advisory Securities
Maryland
$330K +$90K +1,500 +38%
LI
45
LVZ Inc
Michigan
$308K -$60.4K -1,008 -16%
CWM
46
Cornerstone Wealth Management
Missouri
$253K +$252K +4,210 New
MMA
47
Miracle Mile Advisors
California
$227K +$227K +3,784 New
CCMG
48
Clark Capital Management Group
Pennsylvania
$202K +$202K +3,363 New
GWM
49
Geneos Wealth Management
Colorado
$175K +$141K +2,350 +405%
AWM
50
Avior Wealth Management
Nebraska
$85K +$25.2K +420 +42%

FTSM Hedge Fund Activity: Q1 2017 in Review

59 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q1 2017, worth a combined $425M — up 16% from $366M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new FTSM positions and 6 closed out — a net gain of 11 holders — while 28 added to existing stakes and 12 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $29.4M. The largest seller was WBI Investments, cutting an estimated $3.06M.

  • 59 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q1 2017, up from 50 in Q4 2016.
  • Funds reported $425M of First Trust Enhanced Short Maturity ETF stock for Q1 2017, up 16% quarter-over-quarter.
  • 17 funds opened new First Trust Enhanced Short Maturity ETF positions in Q1 2017 and 6 closed out, a net change of +11 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q1 2017 was Morgan Stanley, an estimated $29.4M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q1 2017 was WBI Investments, an estimated $3.06M sold.

Based on aggregated 13F filings for Q1 2017.