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First Trust Senior Loan Fund ETF

205 hedge funds and large institutions have $983M invested in First Trust Senior Loan Fund ETF in 2019 Q4 according to their latest regulatory filings, with 50 funds opening new positions, 79 increasing their positions, 57 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

355% more first-time investments, than exits

New positions opened: 50 | Existing positions closed: 11

39% more repeat investments, than reductions

Existing positions increased: 79 | Existing positions reduced: 57

29% more funds holding in top 10

Funds holding in top 10: 79 (+2)

18% more funds holding

Funds holding: 174205 (+31)

13% more capital invested

Capital invested by funds: $870M → $983M (+$113M)

4.22% more ownership

Funds ownership: 54.12%58.34% (+4.2%)

Holders
205
Holders Change
+31
Holders Change %
+17.82%
% of All Funds
4.04%
Holding in Top 10
9
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+28.57%
% of All Funds
0.18%
New
50
Increased
79
Reduced
57
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
101
Smith Capital Management
Arkansas
$903K -$23.7K -500 -3%
RA
102
RFG Advisory
Alabama
$886K +$74.1K +1,562 +9%
BRWA
103
B. Riley Wealth Advisors
Florida
$862K +$87.7K +1,849 +11%
WI
104
Wintrust Investments
Illinois
$856K +$120K +2,534 +17%
MML Investors Services
105
MML Investors Services
Massachusetts
$830K -$94.2K -1,985 -10%
CM
106
Columbus Macro
Pennsylvania
$781K +$773K +16,296 New
CA
107
Cetera Advisors
Colorado
$778K +$76.1K +1,605 +11%
CONA
108
Capital One National Association
New York
$761K +$754K +15,887 New
AAS
109
Avantax Advisory Services
Texas
$739K +$479K +10,106 +189%
NCM
110
Neumann Capital Management
California
$687K -$996 -21 -0.1%
DC
111
Davenport & Co
Virginia
$677K -$38.3K -807 -5%
APA
112
American Portfolios Advisors
New York
$661K +$175K +3,685 +36%
PNC Financial Services Group
113
PNC Financial Services Group
Pennsylvania
$657K -$26.5K -558 -4%
LA
114
LexAurum Advisors
Kansas
$656K +$33.8K +713 +5%
FAIM
115
Financial Advocates Investment Management
Washington
$647K +$184K +3,888 +40%
WEPOG
116
Wealth Enhancement & Preservation of GA
Georgia
$639K +$651K +13,712 New
CAN
117
Cetera Advisor Networks
California
$631K +$97.4K +2,053 +19%
OC
118
Oppenheimer & Co
New York
$617K +$19.4K +409 +3%
AFP
119
Ausdal Financial Partners
Iowa
$616K -$73.4K -1,548 -11%
CWA
120
Capital Wealth Alliance
Arizona
$594K +$587K +12,375 New
JWCA
121
J.W. Cole Advisors
Florida
$588K +$583K +12,279 New
NWM
122
Northwest Wealth Management
Iowa
$574K -$73.4K -1,547 -11%
PTC
123
Private Trust Company
Ohio
$537K
AT
124
Arden Trust
Delaware
$532K -$15.3K -323 -3%
AWA
125
Arete Wealth Advisors
Illinois
$528K -$17.1K -360 -3%

FTSL Hedge Fund Activity: Q4 2019 in Review

205 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Loan Fund ETF (FTSL) for Q4 2019, worth a combined $983M — up 13% from $870M a quarter earlier.

Buyers outnumbered sellers: 50 funds opened new FTSL positions and 11 closed out — a net gain of 39 holders — while 79 added to existing stakes and 57 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $23.6M. The largest seller was American Financial Advisors, cutting an estimated $18M.

  • 205 institutional investors held First Trust Senior Loan Fund ETF (FTSL) as of Q4 2019, up from 174 in Q3 2019.
  • Funds reported $983M of First Trust Senior Loan Fund ETF stock for Q4 2019, up 13% quarter-over-quarter.
  • 50 funds opened new First Trust Senior Loan Fund ETF positions in Q4 2019 and 11 closed out, a net change of +39 holders.
  • The largest First Trust Senior Loan Fund ETF buyer in Q4 2019 was Morgan Stanley, an estimated $23.6M added.
  • The largest First Trust Senior Loan Fund ETF seller in Q4 2019 was American Financial Advisors, an estimated $18M sold.

Based on aggregated 13F filings for Q4 2019.