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First Trust Senior Loan Fund ETF
FTSL

Overview Fund Activity

205 hedge funds and large institutions have $983M invested in First Trust Senior Loan Fund ETF in 2019 Q4 according to their latest regulatory filings, with 50 funds opening new positions, 79 increasing their positions, 57 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
205
Holders Change
+31
Holders Change %
+17.82%
% of All Funds
4.05%
Holding in Top 10
9
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+28.57%
% of All Funds
0.18%
New
50
Increased
79
Reduced
57
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$192M
2
Qube Research & Technologies (QRT)
2
Qube Research & Technologies (QRT)
United Kingdom
$10.9M
3
First Trust Advisors
3
First Trust Advisors
Illinois
$19.5M
4
Citadel Advisors
4
Citadel Advisors
Florida
$7.07M
5
CS
5
Credit Suisse
Switzerland
$6.46M

Top Sellers

1
AFA
1
American Financial Advisors
Georgia
$14.9M
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$7.05M
3
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$6.65M
4
ASN
4
Advisory Services Network
Georgia
$1.4M
5
AIM
5
Astor Investment Management
Illinois
$26.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
SCM
101
Smith Capital Management
Arkansas
$903K -$24K -500 -3%
RA
102
RFG Advisory
Alabama
$886K +$74.9K +1,562 +9%
BRWA
103
B. Riley Wealth Advisors
Florida
$862K +$88.7K +1,849 +11%
WI
104
Wintrust Investments
Illinois
$856K +$121K +2,534 +17%
MML Investors Services
105
MML Investors Services
Massachusetts
$830K -$95.1K -1,985 -10%
CM
106
Columbus Macro
Pennsylvania
$781K +$781K +16,296 New
CA
107
Cetera Advisors
Colorado
$778K +$76.9K +1,605 +11%
CONA
108
Capital One National Association
New York
$761K +$761K +15,887 New
AAS
109
Avantax Advisory Services
Texas
$739K +$483K +10,106 +189%
NCM
110
Neumann Capital Management
California
$687K -$1.01K -21 -0.1%
DC
111
Davenport & Co
Virginia
$677K -$38.7K -807 -5%
APA
112
American Portfolios Advisors
New York
$661K +$177K +3,685 +36%
PNC Financial Services Group
113
PNC Financial Services Group
Pennsylvania
$657K -$26.7K -558 -4%
LA
114
LexAurum Advisors
Kansas
$656K +$34.2K +713 +5%
FAIM
115
Financial Advocates Investment Management
Washington
$647K +$186K +3,888 +40%
WEPOG
116
Wealth Enhancement & Preservation of GA
Georgia
$639K +$639K +13,712 New
CAN
117
Cetera Advisor Networks
California
$631K +$98.6K +2,053 +19%
OC
118
Oppenheimer & Co
New York
$617K +$19.6K +409 +3%
AFP
119
Ausdal Financial Partners
Iowa
$616K -$74.3K -1,548 -11%
CWA
120
Capital Wealth Alliance
Arizona
$594K +$594K +12,375 New
JWCA
121
J.W. Cole Advisors
Florida
$588K +$588K +12,279 New
NWM
122
Northwest Wealth Management
Iowa
$574K -$74.1K -1,547 -11%
PTC
123
Private Trust Company
Ohio
$537K – – –
AT
124
Arden Trust
Delaware
$532K -$15.5K -323 -3%
AWA
125
Arete Wealth Advisors
Illinois
$528K -$17.2K -360 -3%
3 4
5
6 7