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First Trust Senior Loan Fund ETF

117 hedge funds and large institutions have $737M invested in First Trust Senior Loan Fund ETF in 2017 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 59 increasing their positions, 19 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

767% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 3

211% more repeat investments, than reductions

Existing positions increased: 59 | Existing positions reduced: 19

58% more capital invested

Capital invested by funds: $468M → $737M (+$269M)

23% more funds holding

Funds holding: 95117 (+22)

4.46% more ownership

Funds ownership: 57.2%61.66% (+4.5%)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

Holders
117
Holders Change
+22
Holders Change %
+23.16%
% of All Funds
2.91%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.1%
New
26
Increased
59
Reduced
19
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HH
76
Hilltop Holdings
Texas
$504K
CIBC World Market
77
CIBC World Market
Ontario, Canada
$474K -$22.4K -462 -5%
Millennium Management
78
Millennium Management
New York
$467K +$468K +9,645 New
WI
79
Wintrust Investments
Illinois
$444K -$309K -6,375 -41%
GWM
80
Geneos Wealth Management
Colorado
$441K +$66.1K +1,362 +18%
PTC
81
Private Trust Company
Ohio
$404K -$34.6K -713 -8%
M&T Bank
82
M&T Bank
New York
$392K -$10.5K -216 -3%
PFGIA
83
Patriot Financial Group Insurance Agency
Massachusetts
$389K -$283K -5,837 -100%
AAM
84
Advisors Asset Management
Colorado
$383K -$5.44K -112 -1%
BAS
85
Brown Advisory Securities
Maryland
$357K +$360K +7,424 New
AWA
86
Arete Wealth Advisors
Illinois
$356K +$357K +7,350 New
AA
87
AlphaMark Advisors
Kentucky
$345K +$205K +4,214 +144%
OMC
88
Old Mission Capital
Illinois
$331K +$332K +6,850 New
AIM
89
Aspen Investment Management
Michigan
$317K
FFEC
90
First Financial Equity Corporation
Arizona
$313K +$313K +6,455 New
BRWA
91
B. Riley Wealth Advisors
Florida
$290K +$72.7K +1,497 +33%
DC
92
Davenport & Co
Virginia
$280K
KA
93
Kovack Advisors
Florida
$272K +$17.3K +357 +7%
KFC
94
Klingenstein Fields & Co
New York
$242K
WP
95
WealthSource Partners
California
$217K +$217K +4,475 New
PNC Financial Services Group
96
PNC Financial Services Group
Pennsylvania
$193K +$190K +3,911 +4,889%
WA
97
WFG Advisors
Texas
$175K +$85.8K +1,767 +96%
IWM
98
IHT Wealth Management
Illinois
$140K +$129K +2,650 +151%
AIM
99
Advantage Investment Management
Iowa
$130K +$9.71K +200 +8%
US Bancorp
100
US Bancorp
Minnesota
$129K +$113K +2,325 +702%

FTSL Hedge Fund Activity: Q1 2017 in Review

117 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Loan Fund ETF (FTSL) for Q1 2017, worth a combined $737M — up 58% from $468M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new FTSL positions and 3 closed out — a net gain of 23 holders — while 59 added to existing stakes and 19 trimmed.

The largest buyer was RiverFront Investment Group, opening a new position worth an estimated $96.8M. The largest seller was First Trust Advisors, cutting an estimated $8.3M.

  • 117 institutional investors held First Trust Senior Loan Fund ETF (FTSL) as of Q1 2017, up from 95 in Q4 2016.
  • Funds reported $737M of First Trust Senior Loan Fund ETF stock for Q1 2017, up 58% quarter-over-quarter.
  • 26 funds opened new First Trust Senior Loan Fund ETF positions in Q1 2017 and 3 closed out, a net change of +23 holders.
  • The largest First Trust Senior Loan Fund ETF buyer in Q1 2017 was RiverFront Investment Group, an estimated $96.8M added.
  • The largest First Trust Senior Loan Fund ETF seller in Q1 2017 was First Trust Advisors, an estimated $8.3M sold.

Based on aggregated 13F filings for Q1 2017.