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First Trust Senior Loan Fund ETF

72 hedge funds and large institutions have $266M invested in First Trust Senior Loan Fund ETF in 2016 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 33 increasing their positions, 19 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

74% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 19

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

1% more funds holding

Funds holding: 7172 (+1)

3% more capital invested

Capital invested by funds: $258M → $266M (+$7.8M)

Holders
72
Holders Change
+1
Holders Change %
+1.41%
% of All Funds
1.92%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
9
Increased
33
Reduced
19
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WF
26
Welch & Forbes
Massachusetts
$1.11M +$1.12M +23,275 New
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$1.08M +$133K +2,783 +14%
IH
28
IFC Holdings
Florida
$1.06M -$332K -6,933 -24%
SPC
29
Sigma Planning Corp
Michigan
$954K +$12.1K +253 +1%
PFS
30
Prospera Financial Services
Texas
$949K +$87.6K +1,826 +10%
HFS
31
HL Financial Services
Kentucky
$939K -$48K -1,000 -5%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$806K +$61.5K +1,283 +8%
Baird Financial Group
33
Baird Financial Group
Wisconsin
$781K +$785K +16,365 New
OC
34
Oppenheimer & Co
New York
$649K -$58.5K -1,219 -8%
HighTower Advisors
35
HighTower Advisors
Illinois
$648K +$245K +5,111 +60%
FAAS
36
First Allied Advisory Services
California
$556K +$288K +6,002 +105%
Cambridge Investment Research Advisors
37
Cambridge Investment Research Advisors
Iowa
$520K +$54.4K +1,134 +12%
HH
38
Hilltop Holdings
Texas
$497K
WA
39
WESPAC Advisors
California
$486K +$96.2K +2,005 +25%
Jane Street
40
Jane Street
New York
$454K +$457K +9,521 New
JP Morgan Chase
41
JP Morgan Chase
New York
$436K -$614K -12,812 -58%
CA
42
Cetera Advisors
Colorado
$426K -$6.23K -130 -1%
CIBC World Market
43
CIBC World Market
Ontario, Canada
$415K -$29.1K -606 -7%
AAM
44
Advisors Asset Management
Colorado
$404K +$5.95K +124 +1%
Citadel Advisors
45
Citadel Advisors
Florida
$393K -$116K -2,409 -23%
NPC
46
National Planning Corporation
California
$382K -$9.02K -188 -2%
PTC
47
Private Trust Company
Ohio
$336K -$50.3K -1,048 -13%
CAN
48
Cetera Advisor Networks
California
$325K -$14.5K -303 -4%
AIM
49
Aspen Investment Management
Michigan
$313K
SI
50
SII Investments
Wisconsin
$297K +$5.9K +123 +2%

FTSL Hedge Fund Activity: Q2 2016 in Review

72 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Loan Fund ETF (FTSL) for Q2 2016, worth a combined $266M — up 3% from $258M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FTSL positions and 6 closed out — a net gain of 3 holders — while 33 added to existing stakes and 19 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $13.2M. The largest seller was UBS Group, cutting an estimated $14M.

  • 72 institutional investors held First Trust Senior Loan Fund ETF (FTSL) as of Q2 2016, up from 71 in Q1 2016.
  • Funds reported $266M of First Trust Senior Loan Fund ETF stock for Q2 2016, up 3% quarter-over-quarter.
  • 9 funds opened new First Trust Senior Loan Fund ETF positions in Q2 2016 and 6 closed out, a net change of +3 holders.
  • The largest First Trust Senior Loan Fund ETF buyer in Q2 2016 was Morgan Stanley, an estimated $13.2M added.
  • The largest First Trust Senior Loan Fund ETF seller in Q2 2016 was UBS Group, an estimated $14M sold.

Based on aggregated 13F filings for Q2 2016.