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First Trust Senior Loan Fund ETF
FTSL

Overview Fund Activity

70 hedge funds and large institutions have $246M invested in First Trust Senior Loan Fund ETF in 2015 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 33 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
70
Holders Change
+7
Holders Change %
+11.11%
% of All Funds
1.84%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
14
Increased
33
Reduced
17
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$53.8M
2
Wells Fargo
2
Wells Fargo
California
$15.5M
3
LPL Financial
3
LPL Financial
California
$20.4M
4
Bank of America
4
Bank of America
North Carolina
$12.5M
5
Morgan Stanley
5
Morgan Stanley
New York
$50.2M

Top Sellers

1
First Trust Advisors
1
First Trust Advisors
Illinois
$4.64M
2
ACM
2
Argentus Capital Management
Texas
$1.33M
3
JIP
3
Jaffetilchin Investment Partners
Florida
$6.27M
4
RJA
4
Raymond James & Associates
Florida
$0
5
LI
5
LVZ Inc
Michigan
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
IH
26
IFC Holdings
Florida
$1.31M +$126K +2,697 +11%
HA
27
Hays Advisory
Tennessee
$1.04M +$43.9K +937 +4%
SPC
28
Sigma Planning Corp
Michigan
$932K +$22.2K +474 +2%
HFS
29
HL Financial Services
Kentucky
$915K +$150K +3,200 +20%
JPMorgan Chase & Co
30
JPMorgan Chase & Co
New York
$846K -$71.1K -1,514 -8%
OC
31
Oppenheimer & Co
New York
$752K -$104K -2,222 -12%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$741K +$15.7K +336 +2%
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$633K +$43.4K +925 +7%
Susquehanna International Group
34
Susquehanna International Group
Pennsylvania
$629K +$629K +13,410 New
CA
35
Cetera Advisors
Colorado
$598K +$246K +5,235 +70%
HH
36
Hilltop Holdings
Texas
$488K – – –
CIBC World Market
37
CIBC World Market
Ontario, Canada
$467K -$163K -3,487 -26%
MFS
38
MSI Financial Services
Massachusetts
$455K +$152K +3,235 +50%
IA
39
IFP Advisors
Florida
$447K +$447K +9,528 New
Ameriprise
40
Ameriprise
Minnesota
$385K +$385K +8,207 New
HighTower Advisors
41
HighTower Advisors
Illinois
$375K +$375K +8,000 New
Cambridge Investment Research Advisors
42
Cambridge Investment Research Advisors
Iowa
$364K +$75.7K +1,616 +26%
AAM
43
Advisors Asset Management
Colorado
$359K +$232K +4,942 +183%
CAN
44
Cetera Advisor Networks
California
$335K +$335K +7,144 New
KFC
45
Klingenstein Fields & Co
New York
$314K -$158K -3,370 -33%
AIM
46
Aspen Investment Management
Michigan
$307K +$65.5K +1,400 +27%
SI
47
SII Investments
Wisconsin
$274K +$73.7K +1,589 +37%
NPC
48
National Planning Corporation
California
$258K +$22.7K +486 +10%
EWM
49
Empirical Wealth Management
Washington
$252K +$252K +5,387 New
PAG
50
Private Advisor Group
New Jersey
$244K +$44.8K +955 +22%
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