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First Trust Large Cap Value AlphaDEX Fund
FTA

Name Holding Trade Value Shares
Change 		Change in
Stake
Truist Financial
26
Truist Financial
North Carolina
$6.5M -$592K -6,465 -8%
VAS
27
Vestmark Advisory Solutions
Massachusetts
$6.48M -$2.39M -26,072 -27%
GWP
28
Gateway Wealth Partners
Wisconsin
$6.41M +$3.25M +35,449 +104%
Stifel Financial
29
Stifel Financial
Missouri
$6.38M +$1.01M +11,019 +19%
CCA
30
Cottonwood Capital Advisors
Utah
$5.34M -$209K -2,279 -4%
SCA
31
Snowden Capital Advisors
New York
$5.3M +$184K +2,011 +4%
BNP Paribas Financial Markets
32
BNP Paribas Financial Markets
France
$4.62M +$4.58M +50,000 New
MHB
33
Midwest Heritage Bank
Iowa
$4.27M -$808K -8,821 -16%
PFS
34
Prospera Financial Services
Texas
$4.05M +$157K +1,715 +4%
Bank of New York Mellon
35
Bank of New York Mellon
New York
$3.91M +$199K +2,170 +5%
IA
36
IFP Advisors
Florida
$3.86M -$60.1K -656 -2%
Creative Planning
37
Creative Planning
Kansas
$3.85M +$176K +1,924 +5%
TWM
38
Trueblood Wealth Management
Ohio
$3.78M +$5.13K +56 +0.1%
IAA
39
Independent Advisor Alliance
North Carolina
$3.67M +$3.64M +39,710 New
AI
40
Atria Investments
North Carolina
$3.47M -$317K -3,461 -8%
DADC
41
D.A. Davidson & Co
Montana
$3.45M -$34.3K -374 -1%
Citadel Advisors
42
Citadel Advisors
Florida
$3.27M +$2.89M +31,600 +837%
AWM
43
AE Wealth Management
Kansas
$2.81M -$3.7M -40,343 -57%
RIA
44
Regal Investment Advisors
Michigan
$2.58M -$10.1K -110 -0.4%
IWM
45
Iams Wealth Management
Nebraska
$2.53M -$391K -4,269 -13%
BCI
46
Brinker Capital Investments
Pennsylvania
$2.36M +$53K +579 +2%
Susquehanna International Group
47
Susquehanna International Group
Pennsylvania
$2.21M +$1.11M +12,132 +103%
TWM
48
Triton Wealth Management
Arizona
$2.13M – – –
Jones Financial Companies
49
Jones Financial Companies
Missouri
$2.08M +$318K +3,469 +18%
PAS
50
Park Avenue Securities
New York
$2.02M +$21.4K +234 +1%
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