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First Trust Mid Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PWM
51
Purus Wealth Management
California
$563K +$8.92K +111 +1%
TCA
52
Transcend Capital Advisors
New Jersey
$562K +$603K +7,499 New
SFPG
53
Stonebridge Financial Planning Group
Florida
$551K -$16.1K -200 -3%
SWP
54
Stratos Wealth Partners
Ohio
$451K -$1.37K -17 -0.3%
Mariner
55
Mariner
Kansas
$440K +$22K +274 +5%
CWM
56
Cornerstone Wealth Management
Missouri
$425K -$10.4K -129 -2%
NWWA
57
New Wave Wealth Advisors
Arkansas
$416K -$238K -2,963 -35%
BPA
58
Beacon Pointe Advisors
California
$412K – – –
IWC
59
Integrated Wealth Concepts
Massachusetts
$403K +$433K +5,385 New
EW
60
Element Wealth
Mississippi
$386K -$13.3K -165 -3%
CPA
61
Clear Point Advisors
New York
$383K -$8.12K -101 -2%
IA
62
IFP Advisors
Florida
$374K +$20.3K +253 +5%
Jane Street
63
Jane Street
New York
$362K +$388K +4,832 New
BW
64
BostonPremier Wealth
Massachusetts
$350K -$1.45K -18 -0.4%
DADC
65
D.A. Davidson & Co
Montana
$350K -$22K -274 -6%
Thrivent Financial for Lutherans
66
Thrivent Financial for Lutherans
Minnesota
$348K – – –
PVI
67
Pine Valley Investments
New Jersey
$342K +$44.8K +557 +14%
KWS
68
Keystone Wealth Services
California
$314K – – –
HighTower Advisors
69
HighTower Advisors
Illinois
$306K +$328K +4,081 New
IAN
70
Integrated Advisors Network
Texas
$302K -$18.8K -234 -5%
KeyBank National Association
71
KeyBank National Association
Ohio
$294K +$316K +3,926 New
WFA
72
WMG Financial Advisors
Tennessee
$274K -$31.4K -390 -10%
GWP
73
Gateway Wealth Partners
Wisconsin
$273K +$6.75K +84 +2%
IWM
74
IHT Wealth Management
Illinois
$249K +$563 +7 +0.2%
FAIM
75
Financial Advocates Investment Management
Washington
$249K -$19.4K -241 -7%