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First Trust Mid Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SPC
26
Sigma Planning Corp
Michigan
$584K -$2.26M -48,571 -80%
Jane Street
27
Jane Street
New York
$547K +$540K +11,619 New
CAN
28
Cetera Advisor Networks
California
$462K -$31.3K -673 -6%
CA
29
Calton & Associates
Florida
$379K +$12.2K +262 +3%
KP
30
Keel Point
Alabama
$365K -$98K -2,111 -21%
DADC
31
D.A. Davidson & Co
Montana
$329K -$511 -11 -0.2%
ASN
32
Advisory Services Network
Georgia
$324K +$320K +6,880 New
KAS
33
Kestra Advisory Services
Texas
$284K +$1.16K +25 +0.4%
Thrivent Financial for Lutherans
34
Thrivent Financial for Lutherans
Minnesota
$262K
MOS
35
MGO One Seven
Ohio
$253K
TRCT
36
Tower Research Capital (TRC)
New York
$221K -$555K -11,957 -72%
MCC
37
Money Concepts Capital
Florida
$207K +$204K +4,402 New
HI
38
Harbour Investments
Wisconsin
$135K +$6.04K +130 +5%
FFA
39
Founders Financial Alliance
North Carolina
$133K
SPIA
40
Steward Partners Investment Advisory
New York
$65K +$46.4K +1,000 +262%
GTAM
41
Global Trust Asset Management
Florida
$38K +$37.2K +802 New
TFA
42
Transamerica Financial Advisors
Florida
$35K +$34K +732 New
APA
43
American Portfolios Advisors
New York
$27.3K
CA
44
Cornerstone Advisory
Maryland
$24K +$23.5K +505 New
CFGS
45
Concourse Financial Group Securities
Alabama
$23K
CAL
46
Capital Analysts LLC
Pennsylvania
$23K +$22.7K +488 New
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$11K
GEA
48
Glen Eagle Advisors
New Jersey
$9.42K
FHC
49
First Heartland Consultants
Missouri
$7.4K +$789K +16,977 +12%
CA
50
CoreCap Advisors
Michigan
$7K +$6.55K +141 New