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First Trust Mid Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Osaic Holdings
26
Osaic Holdings
Arizona
$594K -$399K -8,588 -41%
SPC
27
Sigma Planning Corp
Michigan
$584K -$2.26M -48,571 -80%
Jane Street
28
Jane Street
New York
$547K +$540K +11,619 New
CAN
29
Cetera Advisor Networks
California
$462K -$31.3K -673 -6%
CA
30
Calton & Associates
Florida
$379K +$12.2K +262 +3%
KP
31
Keel Point
Alabama
$365K -$98K -2,111 -21%
DADC
32
D.A. Davidson & Co
Montana
$329K -$511 -11 -0.2%
ASN
33
Advisory Services Network
Georgia
$324K +$320K +6,880 New
KAS
34
Kestra Advisory Services
Texas
$284K +$1.16K +25 +0.4%
Thrivent Financial for Lutherans
35
Thrivent Financial for Lutherans
Minnesota
$262K – – –
MOS
36
MGO One Seven
Ohio
$253K – – –
TRCT
37
Tower Research Capital (TRC)
New York
$221K -$555K -11,957 -72%
MCC
38
Money Concepts Capital
Florida
$207K +$204K +4,402 New
HI
39
Harbour Investments
Wisconsin
$135K +$6.04K +130 +5%
FFA
40
Founders Financial Alliance
North Carolina
$133K – – –
SPIA
41
Steward Partners Investment Advisory
New York
$65K +$46.4K +1,000 +262%
GTAM
42
Global Trust Asset Management
Florida
$38K +$37.2K +802 New
TFA
43
Transamerica Financial Advisors
Florida
$35K +$34K +732 New
APA
44
American Portfolios Advisors
New York
$27.3K – – –
CA
45
Cornerstone Advisory
Maryland
$24K +$23.5K +505 New
CFGS
46
Concourse Financial Group Securities
Alabama
$23K – – –
CAL
47
Capital Analysts LLC
Pennsylvania
$23K +$22.7K +488 New
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
$11K – – –
GEA
49
Glen Eagle Advisors
New Jersey
$9.42K – – –
CA
50
CoreCap Advisors
Michigan
$7K +$6.55K +141 New