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First Trust Japan AlphaDEX Fund
FJP

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$30.8M -$7.46M -158,448 -20%
Citadel Advisors
2
Citadel Advisors
Florida
$3.04M -$2.18M -46,278 -42%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$2.32M +$82.9K +1,759 +4%
LPL Financial
4
LPL Financial
California
$2.29M -$1.37M -28,992 -38%
HighTower Advisors
5
HighTower Advisors
Illinois
$2.1M -$160K -3,387 -7%
Jane Street
6
Jane Street
New York
$1.99M -$412K -8,743 -17%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.63M +$797K +16,908 +99%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$1.38M -$1.41M -29,926 -51%
SAM
9
SignalPoint Asset Management
Missouri
$1.03M +$35.5K +753 +4%
UBS Group
10
UBS Group
Switzerland
$625K -$1.81M -38,317 -75%
RG
11
Rathbones Group
United Kingdom
$574K +$57.7K +1,225 +11%
DADC
12
D.A. Davidson & Co
Montana
$505K -$615K -13,058 -55%
RFWA
13
RPg Family Wealth Advisory
Massachusetts
$487K -$1.04K -22 -0.2%
FIM
14
Freedom Investment Management
Connecticut
$439K -$84.5K -1,793 -16%
Manulife (Manufacturers Life Insurance)
15
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$426K -$250K -5,301 -37%
RJA
16
Raymond James & Associates
Florida
$419K -$947K -20,112 -70%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$408K -$89.8K -1,906 -18%
FAAS
18
First Allied Advisory Services
California
$408K +$10.2K +216 +3%
AT
19
Arden Trust
Delaware
$399K -$53.7K -1,139 -12%
SS
20
Simplicity Solutions
Minnesota
$394K – – –
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$381K -$85.1K -1,806 -18%
Wells Fargo
22
Wells Fargo
California
$344K -$272K -5,783 -45%
VAG
23
VisionPoint Advisory Group
Texas
$280K +$2.03K +43 +0.7%
AG
24
Advisor Group
Arizona
$198K -$67.7K -1,436 -26%
Bank of America
25
Bank of America
North Carolina
$92K -$296K -6,286 -77%
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