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First Trust Japan AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$18.3M +$332K +6,334 +2%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$1.67M -$155K -2,958 -9%
RG
3
Rathbones Group
United Kingdom
$1.36M +$6.24K +119 +0.5%
OMC
4
Old Mission Capital
Illinois
$1.16M
IWC
5
Integrated Wealth Concepts
Massachusetts
$1.01M +$1M +19,123 New
SAM
6
SignalPoint Asset Management
Missouri
$970K -$3.3K -63 -0.3%
Jane Street
7
Jane Street
New York
$930K -$1.75M -33,449 -66%
RFWA
8
RPg Family Wealth Advisory
Massachusetts
$500K
LPL Financial
9
LPL Financial
California
$463K +$48.6K +927 +12%
FTUS
10
Flow Traders U.S.
New York
$432K +$43K +821 +11%
DADC
11
D.A. Davidson & Co
Montana
$415K -$2.67K -51 -0.6%
Citadel Advisors
12
Citadel Advisors
Florida
$368K -$416K -7,935 -53%
Wells Fargo
13
Wells Fargo
California
$135K -$3.2K -61 -2%
Osaic Holdings
14
Osaic Holdings
Arizona
$121K +$25K +476 +26%
UBS Group
15
UBS Group
Switzerland
$84K -$67.6K -1,290 -45%
FGAM
16
Financial Gravity Asset Management
Texas
$53K
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$46K -$941K -17,949 -95%
AWA
18
Arkadios Wealth Advisors
Georgia
$36K
Rockefeller Capital Management
19
Rockefeller Capital Management
New York
$23K
HI
20
Harbour Investments
Wisconsin
$15K -$4.09K -78 -22%
RG
21
Retirement Group
California
$1K
SWM
22
Spire Wealth Management
Virginia
-$46K -895 Closed
Citigroup
23
Citigroup
New York
-$37K -725 Closed
IA
24
IFP Advisors
Florida
-$4K -70 Closed
JP Morgan Chase
25
JP Morgan Chase
New York
-$3K -63 Closed