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First Trust Japan AlphaDEX Fund
FJP

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$18M +$553K +10,720 +3%
HighTower Advisors
2
HighTower Advisors
Illinois
$2.23M +$25.9K +501 +1%
Jane Street
3
Jane Street
New York
$1.8M +$369K +7,144 +26%
SAM
4
SignalPoint Asset Management
Missouri
$1.72M -$49.3K -955 -3%
IH
5
IFC Holdings
Florida
$1.49M +$1.47M +28,509 New
UBS Group
6
UBS Group
Switzerland
$1.21M +$144K +2,795 +14%
WI
7
Wintrust Investments
Illinois
$1.16M +$149K +2,891 +15%
Lazard Asset Management
8
Lazard Asset Management
New York
$1.01M +$998K +19,345 New
Manulife (Manufacturers Life Insurance)
9
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$984K -$320K -6,197 -25%
IFWM
10
Institute for Wealth Management
Colorado
$931K +$918K +17,801 New
RPG
11
Risk Paradigm Group
Texas
$748K -$71.6K -1,388 -9%
LPL Financial
12
LPL Financial
California
$675K +$401K +7,774 +151%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$549K +$542K +10,497 New
AG
14
Advisor Group
Arizona
$439K +$14.7K +285 +4%
Wells Fargo
15
Wells Fargo
California
$399K -$4.28K -83 -1%
Bank of America
16
Bank of America
North Carolina
$381K -$1.67M -32,410 -82%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$325K -$465K -9,007 -59%
KA
18
Kovack Advisors
Florida
$289K +$2.06K +40 +0.7%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$251K -$19.5K -377 -7%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$234K +$5K +97 +2%
OMC
21
Old Mission Capital
Illinois
$234K +$231K +4,470 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$220K +$217K +4,212 New
FAAS
23
First Allied Advisory Services
California
$205K +$204K +3,960 New
IA
24
IFP Advisors
Florida
$201K +$181K +3,507 +1,063%
DADC
25
D.A. Davidson & Co
Montana
$162K +$160K +3,102 New
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