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First Trust Japan AlphaDEX Fund
FJP

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$61.2M -$9.45M -181,470 -12%
Citadel Advisors
2
Citadel Advisors
Florida
$5.95M +$5.97M +114,604 +1,285%
Jane Street
3
Jane Street
New York
$3.91M +$1.79M +34,419 +73%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$3.71M +$1.82M +34,897 +82%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$2.92M -$899K -17,256 -22%
LPL Financial
6
LPL Financial
California
$2.8M +$562K +10,789 +23%
HighTower Advisors
7
HighTower Advisors
Illinois
$2.59M +$417 +8 +0%
UBS Group
8
UBS Group
Switzerland
$2.19M -$791K -15,187 -25%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.99M +$1.12M +21,577 +109%
DADC
10
D.A. Davidson & Co
Montana
$1.69M -$5.26K -101 -0.3%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$1.57M +$910K +17,474 +115%
WI
12
Wintrust Investments
Illinois
$1.54M -$109K -2,086 -6%
Manulife (Manufacturers Life Insurance)
13
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1.46M +$654K +12,562 +71%
AC
14
Avestar Capital
New York
$1.29M +$1.32M +25,320 +1,461%
RJA
15
Raymond James & Associates
Florida
$1.2M +$321K +6,168 +33%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$1.18M +$716K +13,748 +127%
PGA
17
Premia Global Advisors
Florida
$1.12M -$214K -4,103 -15%
SAM
18
SignalPoint Asset Management
Missouri
$1M +$78.8K +1,514 +8%
AT
19
Arden Trust
Delaware
$815K +$532K +10,221 +152%
FAAS
20
First Allied Advisory Services
California
$795K -$16.8K -323 -2%
SCA
21
Snowden Capital Advisors
New York
$716K +$49.3K +947 +7%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$692K +$315K +6,040 +74%
RPG
23
Risk Paradigm Group
Texas
$539K -$15K -288 -3%
RG
24
Rathbones Group
United Kingdom
$508K +$550K +10,563 New
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$452K +$45.3K +869 +10%
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