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First Trust Japan AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$56.6M +$53.8M +1,333,010 New
Morgan Stanley
2
Morgan Stanley
New York
$9.14M -$4.85M -120,294 -36%
Citadel Advisors
3
Citadel Advisors
Florida
$6.31M +$5.45M +134,980 +986%
BFEC
4
Benjamin F. Edwards & Company
Missouri
$2.47M +$188K +4,652 +9%
RG
5
Rathbones Group
United Kingdom
$1.1M +$86.4K +2,141 +9%
SAM
6
SignalPoint Asset Management
Missouri
$596K -$9.64K -239 -2%
HighTower Advisors
7
HighTower Advisors
Illinois
$584K +$556K +13,779 New
LPL Financial
8
LPL Financial
California
$567K +$298K +7,375 +123%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$397K -$811K -20,087 -68%
TFA
10
Transamerica Financial Advisors
Florida
$262K +$249K +6,161 New
Osaic Holdings
11
Osaic Holdings
Arizona
$184K +$99.1K +2,457 +130%
UBS Group
12
UBS Group
Switzerland
$94K +$51.5K +1,276 +136%
Wells Fargo
13
Wells Fargo
California
$84.9K -$12.8K -317 -14%
CAS
14
Coppell Advisory Solutions
Texas
$47.6K +$45.2K +1,120 New
CASC
15
Coppell Advisory Solutions Corp
Texas
$47.6K +$45.2K +1,120 New
Rockefeller Capital Management
16
Rockefeller Capital Management
New York
$19K +$81 +2 +0.4%
IA
17
IFP Advisors
Florida
$16K +$1.33K +33 +14%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$15K -$362K -8,971 -96%
LFG
19
Larson Financial Group
Missouri
$3.69K
BAM
20
Belpointe Asset Management
Nevada
$3.23K +$3.07K +76 New
HI
21
Harbour Investments
Wisconsin
$2.97K
TRCT
22
Tower Research Capital (TRC)
New York
$2K +$2.34K +58 New
RG
23
Retirement Group
California
$1K +$605 +15 New
CA
24
CoreCap Advisors
Michigan
$679 +$646 +16 New
Jane Street
25
Jane Street
New York
-$1.54M -40,792 Closed