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First Trust Japan AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Osaic Holdings
1
Osaic Holdings
Arizona
$48.3M +$45.4M +720,434 +3,577%
Morgan Stanley
2
Morgan Stanley
New York
$18M -$2.84M -45,112 -14%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$13.7M +$82.2K +1,306 +0.6%
LPL Financial
4
LPL Financial
California
$13.6M +$2.08M +33,117 +19%
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$7.15M +$1.26M +20,038 +22%
RG
6
Rathbones Group
United Kingdom
$7.01M +$1.51M +24,059 +29%
Wealth Enhancement Advisory Services
7
Wealth Enhancement Advisory Services
Minnesota
$6.07M +$277K +4,398 +5%
AssetMark Inc
8
AssetMark Inc
California
$5.55M +$50.9K +808 +1%
HFP
9
Holistic Financial Partners
Indiana
$4.36M +$92.7K +1,472 +2%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$3.48M +$588K +9,335 +21%
Raymond James Financial
11
Raymond James Financial
Florida
$2.77M +$143K +2,272 +6%
CAS
12
Coppell Advisory Solutions
Texas
$2.3M +$374K +5,948 +20%
Jane Street
13
Jane Street
New York
$1.97M +$1.08M +17,135 +130%
TFA
14
Transamerica Financial Advisors
Florida
$1.96M +$37.8K +601 +2%
BEI
15
Benjamin Edwards Inc
Missouri
$1.83M +$228K +3,628 +15%
PFS
16
Prospera Financial Services
Texas
$1.53M +$84.2K +1,338 +6%
HighTower Advisors
17
HighTower Advisors
Illinois
$1.53M -$39.3K -624 -3%
FFAS
18
FIG Financial Advisory Services
Oklahoma
$1.52M +$1.47M +23,273 New
IA
19
IFP Advisors
Florida
$1.46M -$12.6K -200 -0.9%
Bank of New York Mellon
20
Bank of New York Mellon
New York
$1.38M +$4.03K +64 +0.3%
AWM
21
AE Wealth Management
Kansas
$1.36M -$65.6K -1,042 -5%
AI
22
Atria Investments
North Carolina
$1.18M +$3.15K +50 +0.3%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$1.15M +$136K +2,154 +14%
GWP
24
Gateway Wealth Partners
Wisconsin
$1.11M +$24.6K +390 +2%
Stifel Financial
25
Stifel Financial
Missouri
$1M +$968K +15,382 New