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First Trust Japan AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$39.8M -$4.85M -92,005 -11%
CWM
2
Congress Wealth Management
Massachusetts
$39.5M +$192K +3,650 +0.5%
Morgan Stanley
3
Morgan Stanley
New York
$25.8M -$16.9M -321,284 -41%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$11.5M -$381K -7,221 -3%
GLA
5
Good Life Advisors
Pennsylvania
$5.88M -$19.6K -371 -0.3%
LPL Financial
6
LPL Financial
California
$5.84M +$468K +8,874 +9%
Wealth Enhancement Advisory Services
7
Wealth Enhancement Advisory Services
Minnesota
$3.99M +$709K +13,452 +23%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$3.03M +$849K +16,102 +41%
BFEC
9
Benjamin F. Edwards & Company
Missouri
$2.8M -$8.28K -157 -0.3%
HFP
10
Holistic Financial Partners
Indiana
$2.79M +$73.7K +1,397 +3%
RG
11
Rathbones Group
United Kingdom
$2.56M +$88.2K +1,673 +4%
AssetMark Inc
12
AssetMark Inc
California
$2.47M +$663K +12,566 +39%
CASC
13
Coppell Advisory Solutions Corp
Texas
$2.2M +$2.1M +39,826 New
GIM
14
Guild Investment Management
California
$2.01M +$308K +5,850 +19%
US Bancorp
15
US Bancorp
Minnesota
$1.94M +$1.86M +35,184 +390,933%
TFA
16
Transamerica Financial Advisors
Florida
$1.82M -$406K -7,690 -19%
Bank of New York Mellon
17
Bank of New York Mellon
New York
$1.66M -$56.4K -1,069 -3%
HighTower Advisors
18
HighTower Advisors
Illinois
$1.59M +$625K +11,844 +69%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$1.56M +$192K +3,642 +15%
AAS
20
Avantax Advisory Services
Texas
$1.47M +$847K +16,062 +152%
AIFAIM
21
American Institute for Advanced Investment Management
Arizona
$1.35M +$317K +6,020 +33%
RJA
22
Raymond James & Associates
Florida
$1.28M +$89.4K +1,695 +8%
CAG
23
Csenge Advisory Group
Florida
$1.27M +$84.5K +1,602 +7%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$1.2M -$1.39M -26,313 -55%
AWM
25
AE Wealth Management
Kansas
$1.17M -$287K -5,445 -20%