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First Trust Japan AlphaDEX Fund
FJP

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$68.8M +$5.46M +109,897 +9%
LPL Financial
2
LPL Financial
California
$4.57M +$1.66M +33,463 +57%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$3.64M +$626K +12,602 +21%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$3.18M -$660K -13,291 -17%
UBS Group
5
UBS Group
Switzerland
$3.06M +$793K +15,970 +35%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.82M +$754K +15,186 +37%
HighTower Advisors
7
HighTower Advisors
Illinois
$2.71M +$23.6K +475 +0.9%
Citadel Advisors
8
Citadel Advisors
Florida
$2.67M -$3.47M -69,887 -57%
PGA
9
Premia Global Advisors
Florida
$2.23M +$1.08M +21,654 +93%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$2.07M +$440K +8,855 +27%
WI
11
Wintrust Investments
Illinois
$1.99M +$393K +7,914 +25%
DADC
12
D.A. Davidson & Co
Montana
$1.79M +$34.3K +690 +2%
RJA
13
Raymond James & Associates
Florida
$1.66M +$412K +8,304 +33%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$1.21M -$6.8K -137 -0.6%
Jane Street
15
Jane Street
New York
$1.18M -$2.87M -57,735 -71%
AT
16
Arden Trust
Delaware
$1.05M +$209K +4,198 +25%
SAM
17
SignalPoint Asset Management
Missouri
$1.03M -$11.1K -224 -1%
SCA
18
Snowden Capital Advisors
New York
$912K +$171K +3,433 +23%
IA
19
IFP Advisors
Florida
$845K +$436K +8,769 +105%
BCM
20
Breiter Capital Management
Florida
$810K +$683K +13,754 New
FAAS
21
First Allied Advisory Services
California
$661K -$158K -3,182 -19%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$660K -$51.2K -1,030 -7%
CAN
23
Cetera Advisor Networks
California
$644K +$264K +5,319 +69%
FIM
24
Freedom Investment Management
Connecticut
$569K +$568K +11,432 New
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$554K +$86.3K +1,737 +18%
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