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First Trust Japan AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$21M -$1.87M -37,569 -8%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$1.65M +$610K +12,276 +62%
LPL Financial
3
LPL Financial
California
$1.24M +$187K +3,755 +19%
OMC
4
Old Mission Capital
Illinois
$1.19M +$1.15M +23,114 New
SAM
5
SignalPoint Asset Management
Missouri
$924K -$36.8K -740 -4%
RG
6
Rathbones Group
United Kingdom
$906K +$59.6K +1,200 +7%
RFWA
7
RPg Family Wealth Advisory
Massachusetts
$486K -$2.19K -44 -0.5%
DADC
8
D.A. Davidson & Co
Montana
$458K
FIM
9
Freedom Investment Management
Connecticut
$391K -$59.6K -1,199 -14%
CAS
10
Coppell Advisory Solutions
Texas
$345K +$332K +6,685 New
FTUS
11
Flow Traders U.S.
New York
$285K +$274K +5,514 New
Wells Fargo
12
Wells Fargo
California
$152K +$7.8K +157 +6%
Osaic Holdings
13
Osaic Holdings
Arizona
$137K -$18.8K -378 -13%
UBS Group
14
UBS Group
Switzerland
$125K -$31.1K -625 -21%
Bank of America
15
Bank of America
North Carolina
$39K -$77.3K -1,555 -68%
Rockefeller Capital Management
16
Rockefeller Capital Management
New York
$22K +$21.4K +431 New
JP Morgan Chase
17
JP Morgan Chase
New York
$21K +$20.2K +407 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$20K -$609K -12,254 -97%
Fifth Third Bancorp
19
Fifth Third Bancorp
Ohio
$13K
Citigroup
20
Citigroup
New York
$7K +$3.73K +75 +125%
IA
21
IFP Advisors
Florida
$4K
FGAM
22
Financial Gravity Asset Management
Texas
$1K +$994 +20 New
Jane Street
23
Jane Street
New York
-$945K -19,358 Closed
Citadel Advisors
24
Citadel Advisors
Florida
-$334K -6,853 Closed
1W
25
1776 Wealth
Georgia
-$29K -602 Closed