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First Trust Japan AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$21.7M -$1.97M -41,545 -9%
LPL Financial
2
LPL Financial
California
$989K +$135K +2,842 +16%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$963K -$2.39M -50,453 -72%
Jane Street
4
Jane Street
New York
$945K -$914K -19,292 -50%
SAM
5
SignalPoint Asset Management
Missouri
$910K -$45.3K -956 -5%
RG
6
Rathbones Group
United Kingdom
$798K +$119K +2,502 +18%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$617K -$565K -11,927 -49%
RFWA
8
RPg Family Wealth Advisory
Massachusetts
$462K -$3.93K -83 -0.9%
DADC
9
D.A. Davidson & Co
Montana
$433K -$19.3K -407 -4%
FIM
10
Freedom Investment Management
Connecticut
$428K -$61K -1,287 -13%
Citadel Advisors
11
Citadel Advisors
Florida
$334K -$1.81M -38,183 -85%
UBS Group
12
UBS Group
Switzerland
$149K -$43K -907 -23%
Osaic Holdings
13
Osaic Holdings
Arizona
$146K -$3.74K -79 -3%
Wells Fargo
14
Wells Fargo
California
$135K -$521 -11 -0.4%
Bank of America
15
Bank of America
North Carolina
$113K +$4.03K +85 +4%
1W
16
1776 Wealth
Georgia
$29K
Fifth Third Bancorp
17
Fifth Third Bancorp
Ohio
$12K
IA
18
IFP Advisors
Florida
$3K -$11.8K -250 -78%
Citigroup
19
Citigroup
New York
$3K -$7.91K -167 -74%
RG
20
Retirement Group
California
$1K
FTUS
21
Flow Traders U.S.
New York
-$2.61M -56,899 Closed
RJFSA
22
Raymond James Financial Services Advisors
Florida
-$1.04M -22,619 Closed
CAN
23
Cetera Advisor Networks
California
-$28K -619 Closed
AWA
24
Arkadios Wealth Advisors
Georgia
-$12.3K -265 Closed