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First Trust Japan AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17.4M -$259K -4,920 -1%
Jane Street
2
Jane Street
New York
$2.61M +$1.64M +31,105 +156%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$1.76M -$120K -2,283 -6%
RG
4
Rathbones Group
United Kingdom
$1.31M -$477K -9,063 -26%
OMC
5
Old Mission Capital
Illinois
$1.12M +$316 +6 +0%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$963K -$29.2K -555 -3%
SAM
7
SignalPoint Asset Management
Missouri
$939K -$2.95K -56 -0.3%
Citadel Advisors
8
Citadel Advisors
Florida
$761K -$112K -2,131 -13%
RFWA
9
RPg Family Wealth Advisory
Massachusetts
$482K +$496K +9,422 New
DADC
10
D.A. Davidson & Co
Montana
$403K
LPL Financial
11
LPL Financial
California
$400K -$216K -4,098 -34%
FTUS
12
Flow Traders U.S.
New York
$375K +$3.05K +58 +0.8%
UBS Group
13
UBS Group
Switzerland
$147K +$6.11K +116 +4%
Wells Fargo
14
Wells Fargo
California
$133K -$5.26K -100 -4%
Osaic Holdings
15
Osaic Holdings
Arizona
$93K +$3.42K +65 +4%
FGAM
16
Financial Gravity Asset Management
Texas
$51K
SWM
17
Spire Wealth Management
Virginia
$46K -$1.58K -30 -3%
Citigroup
18
Citigroup
New York
$37K +$31.1K +590 +437%
AWA
19
Arkadios Wealth Advisors
Georgia
$35K
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$22K +$211 +4 +0.9%
HI
21
Harbour Investments
Wisconsin
$18K -$105 -2 -0.6%
IA
22
IFP Advisors
Florida
$4K
JP Morgan Chase
23
JP Morgan Chase
New York
$3K -$18.1K -344 -85%
RG
24
Retirement Group
California
$1K
Fifth Third Bancorp
25
Fifth Third Bancorp
Ohio
-$6K -108 Closed