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First Trust Japan AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$18.1M +$1.05M +21,520 +6%
Jane Street
2
Jane Street
New York
$1.56M +$1.07M +21,902 +226%
RG
3
Rathbones Group
United Kingdom
$1.28M -$126K -2,567 -9%
OMC
4
Old Mission Capital
Illinois
$1.08M
SAM
5
SignalPoint Asset Management
Missouri
$710K -$18.5K -377 -3%
Citadel Advisors
6
Citadel Advisors
Florida
$626K +$633K +12,937 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$549K +$331K +6,770 +156%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$537K -$719K -14,676 -57%
RFWA
9
RPg Family Wealth Advisory
Massachusetts
$465K
DADC
10
D.A. Davidson & Co
Montana
$344K
LPL Financial
11
LPL Financial
California
$321K -$104K -2,129 -25%
UBS Group
12
UBS Group
Switzerland
$117K +$26.8K +548 +30%
Wells Fargo
13
Wells Fargo
California
$114K -$11.4K -233 -9%
Osaic Holdings
14
Osaic Holdings
Arizona
$100K -$21.2K -434 -17%
Rockefeller Capital Management
15
Rockefeller Capital Management
New York
$21K
IA
16
IFP Advisors
Florida
$14K +$11.3K +231 New
BFEC
17
Benjamin F. Edwards & Company
Missouri
$7K
LFG
18
Larson Financial Group
Missouri
$4K
RG
19
Retirement Group
California
$1K
FGAM
20
Financial Gravity Asset Management
Texas
$171 -$12.3K -251 -84%
IWC
21
Integrated Wealth Concepts
Massachusetts
-$953K -19,123 Closed
FTUS
22
Flow Traders U.S.
New York
-$577K -11,573 Closed
CA
23
CoreCap Advisors
Michigan
-$7K -142 Closed
FPWM
24
FSB Premier Wealth Management
Iowa
-$2K -49 Closed