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First Trust Japan AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$37.9M +$743K +14,072 +2%
CWM
2
Congress Wealth Management
Massachusetts
$36.8M -$152K -2,886 -0.4%
Morgan Stanley
3
Morgan Stanley
New York
$22.8M -$1.32M -25,066 -5%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$10.6M -$150K -2,845 -1%
LPL Financial
5
LPL Financial
California
$5.36M -$97.8K -1,851 -2%
Wealth Enhancement Advisory Services
6
Wealth Enhancement Advisory Services
Minnesota
$3.98M +$258K +4,891 +7%
BFEC
7
Benjamin F. Edwards & Company
Missouri
$3.47M +$870K +16,475 +32%
RG
8
Rathbones Group
United Kingdom
$3.25M +$878K +16,620 +36%
GLA
9
Good Life Advisors
Pennsylvania
$3.18M -$2.37M -44,948 -42%
AssetMark Inc
10
AssetMark Inc
California
$3.01M +$715K +13,536 +30%
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$2.76M -$72.5K -1,373 -3%
HFP
12
Holistic Financial Partners
Indiana
$2.58M -$26.4K -500 -1%
CAS
13
Coppell Advisory Solutions
Texas
$2.24M +$2.3M +43,495 New
US Bancorp
14
US Bancorp
Minnesota
$1.93M +$124K +2,348 +7%
TFA
15
Transamerica Financial Advisors
Florida
$1.7M
RJFSA
16
Raymond James Financial Services Advisors
Florida
$1.6M +$148K +2,796 +10%
Bank of New York Mellon
17
Bank of New York Mellon
New York
$1.59M +$41.8K +792 +3%
AAS
18
Avantax Advisory Services
Texas
$1.35M -$22.5K -426 -2%
RJA
19
Raymond James & Associates
Florida
$1.33M +$136K +2,582 +11%
HighTower Advisors
20
HighTower Advisors
Illinois
$1.3M -$188K -3,561 -12%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$1.29M +$180K +3,404 +16%
AWM
22
AE Wealth Management
Kansas
$1.26M +$167K +3,158 +15%
AIFAIM
23
American Institute for Advanced Investment Management
Arizona
$1.24M -$25.4K -480 -2%
IA
24
IFP Advisors
Florida
$1.11M +$558K +10,569 +96%
Truist Financial
25
Truist Financial
North Carolina
$1.1M +$23.2K +440 +2%