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First Trust Smith Opportunistic Fixed Income ETF

132 hedge funds and large institutions have $843M invested in First Trust Smith Opportunistic Fixed Income ETF in 2019 Q4 according to their latest regulatory filings, with 35 funds opening new positions, 73 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

483% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 6

421% more repeat investments, than reductions

Existing positions increased: 73 | Existing positions reduced: 14

41% more capital invested

Capital invested by funds: $599M → $843M (+$245M)

33% more funds holding in top 10

Funds holding in top 10: 68 (+2)

25% more funds holding

Funds holding: 106132 (+26)

2.33% more ownership

Funds ownership: 66.08%68.41% (+2.3%)

Holders
132
Holders Change
+26
Holders Change %
+24.53%
% of All Funds
2.6%
Holding in Top 10
8
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+33.33%
% of All Funds
0.16%
New
35
Increased
73
Reduced
14
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CAM
76
Concorde Asset Management
Michigan
$974K +$266K +5,081 +37%
IA
77
IFG Advisory
Georgia
$863K +$26.6K +507 +3%
PFA
78
Pinnacle Family Advisors
Missouri
$793K -$46.4K -885 -5%
OWA
79
Outlook Wealth Advisors
Texas
$780K +$788K +15,044 New
HighTower Advisors
80
HighTower Advisors
Illinois
$768K -$72.4K -1,382 -9%
KWM
81
Kingsview Wealth Management
Oregon
$668K +$367K +7,012 +119%
HWA
82
HCR Wealth Advisors
California
$667K +$675K +12,880 New
SG
83
StoneX Group
New York
$613K +$380K +7,260 +159%
RFN
84
RDA Financial Network
Iowa
$577K +$150K +2,867 +35%
CA
85
Cetera Advisors
Colorado
$572K -$42.9K -819 -7%
AW
86
ACG Wealth
Georgia
$569K +$575K +10,987 New
PNC Financial Services Group
87
PNC Financial Services Group
Pennsylvania
$564K +$340K +6,497 +148%
QAM
88
Q3 Asset Management
Michigan
$561K +$567K +10,829 New
SS
89
Sunbelt Securities
Texas
$551K +$259K +4,951 +87%
BFEC
90
Benjamin F. Edwards & Company
Missouri
$524K +$323K +6,172 +157%
SF
91
Synovus Financial
Georgia
$514K +$518K +9,889 New
QCIG
92
Quad-Cities Investment Group
Iowa
$497K +$15.6K +297 +3%
BRWA
93
B. Riley Wealth Advisors
Florida
$474K -$66.2K -1,263 -12%
Rockefeller Capital Management
94
Rockefeller Capital Management
New York
$474K +$479K +9,151 New
UWM
95
USAdvisors Wealth Management
Minnesota
$443K +$448K +8,555 New
HFS
96
Howard Financial Services
Texas
$427K +$432K +8,238 New
TNBTD
97
Trustmark National Bank Trust Department
Mississippi
$415K
ASN
98
Advisory Services Network
Georgia
$403K +$408K +7,785 New
CA
99
Cambridge Advisors
Nebraska
$393K +$397K +7,576 New
AIP
100
Ahrens Investment Partners
Louisiana
$378K

FIXD Hedge Fund Activity: Q4 2019 in Review

132 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Opportunistic Fixed Income ETF (FIXD) for Q4 2019, worth a combined $843M — up 41% from $599M a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new FIXD positions and 6 closed out — a net gain of 29 holders — while 73 added to existing stakes and 14 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $27.9M. The largest seller was Bank of America, cutting an estimated $5.21M.

  • 132 institutional investors held First Trust Smith Opportunistic Fixed Income ETF (FIXD) as of Q4 2019, up from 106 in Q3 2019.
  • Funds reported $843M of First Trust Smith Opportunistic Fixed Income ETF stock for Q4 2019, up 41% quarter-over-quarter.
  • 35 funds opened new First Trust Smith Opportunistic Fixed Income ETF positions in Q4 2019 and 6 closed out, a net change of +29 holders.
  • The largest First Trust Smith Opportunistic Fixed Income ETF buyer in Q4 2019 was Morgan Stanley, an estimated $27.9M added.
  • The largest First Trust Smith Opportunistic Fixed Income ETF seller in Q4 2019 was Bank of America, an estimated $5.21M sold.

Based on aggregated 13F filings for Q4 2019.