Cetera Advisors’s First Trust Smith Opportunistic Fixed Income ETF FIXD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q1	$27M	Buy	619,047 +315,862	+104%	+$13.8M	0.21%	96
2023 Q4	$13.5M	Buy	303,185 +88,729	+41%	+$3.78M	0.19%	116
2023 Q3	$9.02M	Buy	214,456 +33,946	+19%	+$1.47M	0.14%	158
2023 Q2	$7.97M	Buy	180,510 +26,351	+17%	+$1.18M	0.13%	169
2023 Q1	$6.95M	Sell	154,159 -3,202	-2%	-$144K	0.12%	186
2022 Q4	$6.91M	Buy	157,361 +32,812	+26%	+$1.43M	0.13%	176
2022 Q3	$5.42M	Sell	124,549 -4,252	-3%	-$196K	0.14%	160
2022 Q2	$5.97M	Sell	128,801 -13,989	-10%	-$662K	0.14%	155
2022 Q1	$7.08M	Sell	142,790 -21,386	-13%	-$1.1M	0.14%	146
2021 Q4	$8.74M	Buy	164,176 +15,280	+10%	+$815K	0.18%	118
2021 Q3	$7.97M	Buy	148,896 +16,715	+13%	+$902K	0.16%	141
2021 Q2	$7.09M	Buy	132,181 +67,944	+106%	+$3.62M	0.17%	130
2021 Q1	$3.39M	Buy	64,237 +18,042	+39%	+$971K	0.09%	218
2020 Q4	$2.53M	Buy	46,195 +10,807	+31%	+$595K	0.08%	229
2020 Q3	$1.95M	Buy	35,388 +10,835	+44%	+$599K	0.07%	250
2020 Q2	$1.34M	Buy	24,553 +11,374	+86%	+$615K	0.06%	298
2020 Q1	$695K	Buy	13,179 +2,175	+20%	+$114K	0.04%	386
2019 Q4	$572K	Sell	11,004 -819	-7%	-$42.9K	0.02%	515
2019 Q3	$622K	Buy	11,823 +19	+0.2%	+$995	0.03%	474
2019 Q2	$613K	Buy	11,804 +2,757	+30%	+$140K	0.03%	504
2019 Q1	$456K	Buy	+9,047	New	+$451K	0.02%	519