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First Trust Smith Opportunistic Fixed Income ETF
FIXD

106 hedge funds and large institutions have $599M invested in First Trust Smith Opportunistic Fixed Income ETF in 2019 Q3 according to their latest regulatory filings, with 33 funds opening new positions, 48 increasing their positions, 16 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

313% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 8

200% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 16

45% more capital invested

Capital invested by funds: $414M → $599M (+$185M)

31% more funds holding

Funds holding: 81 → 106 (+25)

20% more funds holding in top 10

Funds holding in top 10: 5 → 6 (+1)

2.44% less ownership

Funds ownership: 68.52% → 66.08% (-2.4%)

Holders
106
Holders Change
+25
Holders Change %
+30.86%
% of All Funds
2.32%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.13%
New
33
Increased
48
Reduced
16
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$39.4M
2
HI
Horizon Investments
North Carolina
+$21.9M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$15.1M
4
PI
PFS Investments
Georgia
+$14.4M
5
Wells Fargo
Wells Fargo
California
+$11.5M

Top Sellers

Rank Fund Capital Flow
1
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$9.64M
2
Citadel Advisors
Citadel Advisors
Florida
-$1.04M
3
Stifel Financial
Stifel Financial
Missouri
-$855K
4
CFGS
Concourse Financial Group Securities
Alabama
-$474K
5
WA
WESPAC Advisors
California
-$416K
Name Holding Trade Value Shares
Change 		Change in
Stake
CWM
51
Cornerstone Wealth Management
Missouri
$1.05M +$19K +363 +2%
AIM
52
Advantage Investment Management
Iowa
$1M -$29.6K -565 -3%
CAN
53
Cetera Advisor Networks
California
$999K +$996K +19,029 New
GWM
54
Geneos Wealth Management
Colorado
$977K +$1.57K +30 +0.2%
WI
55
Wintrust Investments
Illinois
$904K +$899K +17,166 New
PFA
56
Pinnacle Family Advisors
Missouri
$852K -$22.3K -425 -3%
HighTower Advisors
57
HighTower Advisors
Illinois
$851K +$259K +4,952 +44%
IA
58
IFG Advisory
Georgia
$850K +$845K +16,148 New
SPC
59
Sigma Planning Corp
Michigan
$835K +$830K +15,852 New
LFG
60
Larson Financial Group
Missouri
$742K +$738K +14,096 New
CAM
61
Concorde Asset Management
Michigan
$723K -$398K -7,599 -36%
MAU
62
MRA Associates USA
Arizona
$673K +$669K +12,782 New
CA
63
Cetera Advisors
Colorado
$622K +$995 +19 +0.2%
Baird Financial Group
64
Baird Financial Group
Wisconsin
$551K +$290K +5,531 +112%
BRWA
65
B. Riley Wealth Advisors
Florida
$549K +$50.5K +965 +10%
RA
66
RFG Advisory
Alabama
$542K +$539K +10,290 New
QCIG
67
Quad-Cities Investment Group
Iowa
$485K +$50.3K +960 +12%
FHC
68
First Heartland Consultants
Missouri
$446K +$444K +8,472 New
RFN
69
RDA Financial Network
Iowa
$426K -$20.7K -395 -5%
SCA
70
Snowden Capital Advisors
New York
$422K +$176K +3,359 +72%
TNBTD
71
Trustmark National Bank Trust Department
Mississippi
$421K – – –
CFGS
72
Concourse Financial Group Securities
Alabama
$409K -$474K -9,057 -54%
AIP
73
Ahrens Investment Partners
Louisiana
$384K +$36.6K +700 +11%
GCA
74
Genesee Capital Advisors
New York
$379K -$236K -4,505 -38%
FFS
75
Founders Financial Securities
Maryland
$340K +$338K +6,463 New
1 2
3
4 5

FIXD Hedge Fund Activity: Q3 2019 in Review

106 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Opportunistic Fixed Income ETF (FIXD) for Q3 2019, worth a combined $599M — up 45% from $414M a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new FIXD positions and 8 closed out — a net gain of 25 holders — while 48 added to existing stakes and 16 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $39.4M. The largest seller was Cambridge Investment Research Advisors, cutting an estimated $9.64M.

  • 106 institutional investors held First Trust Smith Opportunistic Fixed Income ETF (FIXD) as of Q3 2019, up from 81 in Q2 2019.
  • Funds reported $599M of First Trust Smith Opportunistic Fixed Income ETF stock for Q3 2019, up 45% quarter-over-quarter.
  • 33 funds opened new First Trust Smith Opportunistic Fixed Income ETF positions in Q3 2019 and 8 closed out, a net change of +25 holders.
  • The largest First Trust Smith Opportunistic Fixed Income ETF buyer in Q3 2019 was Morgan Stanley, an estimated $39.4M added.
  • The largest First Trust Smith Opportunistic Fixed Income ETF seller in Q3 2019 was Cambridge Investment Research Advisors, an estimated $9.64M sold.

Based on aggregated 13F filings for Q3 2019.