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First Trust Water ETF

110 hedge funds and large institutions have $220M invested in First Trust Water ETF in 2020 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 32 increasing their positions, 29 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

183% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 6

11% more funds holding

Funds holding: 99110 (+11)

10% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 29

5% more capital invested

Capital invested by funds: $210M → $220M (+$10.5M)

0.91% more ownership

Funds ownership: 42.76%43.67% (+0.91%)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $272K

Holders
110
Holders Change
+11
Holders Change %
+11.11%
% of All Funds
2.22%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
17
Increased
32
Reduced
29
Closed
6
Calls
Puts
$272K
Net Calls
-$272K
Net Calls Change
-$54K
Name Holding Trade Value Shares
Change
Change in
Stake
CA
51
Cetera Advisors
Colorado
$459K +$451K +7,588 New
CWM
52
Cornerstone Wealth Management
Missouri
$438K -$54.5K -918 -11%
WP
53
WealthShield Partners
North Carolina
$430K +$423K +7,118 New
Janney Montgomery Scott
54
Janney Montgomery Scott
Pennsylvania
$427K -$9.68K -163 -2%
LA
55
LexAurum Advisors
Kansas
$410K
FAAS
56
First Allied Advisory Services
California
$396K -$22.1K -372 -5%
CIBC World Market
57
CIBC World Market
Ontario, Canada
$396K +$390K +6,560 New
WR
58
Watson Rebecca
$383K +$29.1K +490 +8%
CCB
59
Cutter & Co Brokerage
Missouri
$360K +$6.35K +107 +2%
PWP
60
Personal Wealth Partners
Minnesota
$324K
BRC
61
Bell Rock Capital
Delaware
$277K +$272K +4,576 New
CAS
62
Cascadia Advisory Services
Oregon
$276K -$111K -1,871 -29%
JP Morgan Chase
63
JP Morgan Chase
New York
$276K
PPW
64
Parcion Private Wealth
Washington
$275K
WWM
65
Western Wealth Management
Colorado
$265K -$356 -6 -0.1%
Baird Financial Group
66
Baird Financial Group
Wisconsin
$263K +$258K +4,344 New
Goldman Sachs
67
Goldman Sachs
New York
$253K
PSF
68
Pacific Sun Financial
California
$226K
Citigroup
69
Citigroup
New York
$216K -$13.6K -229 -6%
AWA
70
Arkadios Wealth Advisors
Georgia
$212K +$297 +5 +0.2%
GRP
71
Global Retirement Partners
California
$187K +$35.8K +603 +24%
PGAM
72
Princeton Global Asset Management
New Jersey
$130K +$6.17K +104 +5%
BAM
73
Belpointe Asset Management
Nevada
$126K +$124K +2,085 New
ASN
74
Advisory Services Network
Georgia
$98K +$96.4K +1,624 New
PNC Financial Services Group
75
PNC Financial Services Group
Pennsylvania
$95K -$11.1K -187 -11%

FIW Hedge Fund Activity: Q3 2020 in Review

110 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in First Trust Water ETF (FIW) for Q3 2020, worth a combined $220M — up 5% from $210M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new FIW positions and 6 closed out — a net gain of 11 holders — while 32 added to existing stakes and 29 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.23M. The largest seller was UBS Group, cutting an estimated $2.34M.

  • 110 institutional investors held First Trust Water ETF (FIW) as of Q3 2020, up from 99 in Q2 2020.
  • Funds reported $220M of First Trust Water ETF stock for Q3 2020, up 5% quarter-over-quarter.
  • 17 funds opened new First Trust Water ETF positions in Q3 2020 and 6 closed out, a net change of +11 holders.
  • The largest First Trust Water ETF buyer in Q3 2020 was Morgan Stanley, an estimated $2.23M added.
  • The largest First Trust Water ETF seller in Q3 2020 was UBS Group, an estimated $2.34M sold.

Based on aggregated 13F filings for Q3 2020.