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First Trust Water ETF

109 hedge funds and large institutions have $240M invested in First Trust Water ETF in 2019 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 45 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

450% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 4

221% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 14

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

16% more funds holding

Funds holding: 94109 (+15)

14% more capital invested

Capital invested by funds: $210M → $240M (+$29.6M)

0.02% less ownership

Funds ownership: 44.97%44.95% (-0.02%)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $240K

Holders
109
Holders Change
+15
Holders Change %
+15.96%
% of All Funds
2.15%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.06%
New
22
Increased
45
Reduced
14
Closed
4
Calls
Puts
$240K
Net Calls
-$240K
Net Calls Change
+$1.05M
Name Holding Trade Value Shares
Change
Change in
Stake
MML Investors Services
26
MML Investors Services
Massachusetts
$1.61M -$38.6K -673 -2%
NFG
27
Next Financial Group
Texas
$1.52M -$281K -4,889 -16%
IFA
28
Interactive Financial Advisors
Illinois
$1.51M +$5.8K +101 +0.4%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$1.49M +$80K +1,393 +6%
SWP
30
Stratos Wealth Partners
Ohio
$1.49M +$108K +1,889 +8%
OCPWS
31
One Charles Private Wealth Services
Massachusetts
$1.34M +$1.29M +22,410 New
CCA
32
Clearwater Capital Advisors
Illinois
$1.3M +$153K +2,663 +14%
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$1.26M -$29.9K -520 -2%
BFEC
34
Benjamin F. Edwards & Company
Missouri
$1.26M +$192K +3,349 +19%
AWA
35
Acorn Wealth Advisors
Michigan
$988K +$25.9K +451 +3%
PAG
36
Private Advisor Group
New Jersey
$971K -$5.8K -101 -0.6%
AG
37
Advisor Group
Arizona
$799K +$55.5K +967 +8%
SPC
38
Sigma Planning Corp
Michigan
$720K +$66K +1,149 +11%
Susquehanna International Group
39
Susquehanna International Group
Pennsylvania
$713K -$750K -13,071 -52%
TAM
40
Tocqueville Asset Management
New York
$706K
Jane Street
41
Jane Street
New York
$625K +$598K +10,421 New
Comerica Bank
42
Comerica Bank
Texas
$591K
CAM
43
Cresset Asset Management
Illinois
$565K
PFM
44
Parsec Financial Management
North Carolina
$533K +$510K +8,888 New
AMCA
45
Arthur M. Cohen & Associates
Illinois
$523K +$976 +17 +0.2%
LFAS
46
Level Four Advisory Services
Texas
$499K +$37.8K +658 +9%
CWM
47
Cornerstone Wealth Management
Missouri
$499K +$40.9K +713 +9%
FEG
48
Financial Enhancement Group
Indiana
$463K +$4.65K +81 +1%
CBFP
49
Cedar Brook Financial Partners
Ohio
$461K +$171K +2,971 +63%
Janney Montgomery Scott
50
Janney Montgomery Scott
Pennsylvania
$443K +$2.12K +37 +0.5%

FIW Hedge Fund Activity: Q4 2019 in Review

109 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in First Trust Water ETF (FIW) for Q4 2019, worth a combined $240M — up 14% from $210M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new FIW positions and 4 closed out — a net gain of 18 holders — while 45 added to existing stakes and 14 trimmed.

The largest buyer was Beck Capital Management, opening a new position worth an estimated $3.45M. The largest seller was MD Financial Management, cutting an estimated $6.08M.

  • 109 institutional investors held First Trust Water ETF (FIW) as of Q4 2019, up from 94 in Q3 2019.
  • Funds reported $240M of First Trust Water ETF stock for Q4 2019, up 14% quarter-over-quarter.
  • 22 funds opened new First Trust Water ETF positions in Q4 2019 and 4 closed out, a net change of +18 holders.
  • The largest First Trust Water ETF buyer in Q4 2019 was Beck Capital Management, an estimated $3.45M added.
  • The largest First Trust Water ETF seller in Q4 2019 was MD Financial Management, an estimated $6.08M sold.

Based on aggregated 13F filings for Q4 2019.