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First Trust Water ETF

53 hedge funds and large institutions have $77.4M invested in First Trust Water ETF in 2017 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 19 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

90% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 10

6% more funds holding

Funds holding: 5053 (+3)

7.24% less ownership

Funds ownership: 40.68%33.44% (-7.2%)

14% less capital invested

Capital invested by funds: $90.2M → $77.4M (-$12.8M)

47% less call options, than puts

Call options by funds: $558K | Put options by funds: $1.05M

Holders
53
Holders Change
+3
Holders Change %
+6%
% of All Funds
1.32%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
19
Reduced
10
Closed
3
Calls
$558K
Puts
$1.05M
Net Calls
-$496K
Net Calls Change
-$496K
Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$304K -$678K -16,543 -69%
Manulife (Manufacturers Life Insurance)
27
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$303K -$156K -3,813 -34%
Jane Street
28
Jane Street
New York
$293K +$288K +7,023 New
UCFA
29
United Capital Financial Advisors
Texas
$255K -$26.9M -657,483 -99%
FEG
30
Financial Enhancement Group
Indiana
$243K
AMCA
31
Arthur M. Cohen & Associates
Illinois
$225K +$221K +5,400 New
IA
32
IFP Advisors
Florida
$149K +$38.1K +929 +35%
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$142K
WA
34
WFG Advisors
Texas
$96K
Bessemer Group
35
Bessemer Group
New Jersey
$63K
WEC
36
Winslow Evans & Crocker
Massachusetts
$62.5K
ASN
37
Advisory Services Network
Georgia
$60K +$58.6K +1,429 New
Fifth Third Bancorp
38
Fifth Third Bancorp
Ohio
$54K
LYV
39
Live Your Vision
Pennsylvania
$49K
Citigroup
40
Citigroup
New York
$39K +$7.34K +179 +24%
BFEC
41
Benjamin F. Edwards & Company
Missouri
$38K
WT
42
Whittier Trust
California
$29K
AG
43
Advisor Group
Arizona
$22K +$12.3K +300 +143%
BC
44
Bartlett & Co
Ohio
$13K
GWM
45
Geneos Wealth Management
Colorado
$9K
FDCDDQ
46
Federation des caisses Desjardins du Quebec
Quebec, Canada
$8.75K +$8.61K +210 New
AA
47
AlphaMark Advisors
Kentucky
$8K
TIM
48
Tortoise Investment Management
New York
$8K
Creative Planning
49
Creative Planning
Kansas
$7K
AWM
50
AllSquare Wealth Management
New York
$5K

FIW Hedge Fund Activity: Q1 2017 in Review

53 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in First Trust Water ETF (FIW) for Q1 2017, worth a combined $77.4M — down 14% from $90.2M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FIW positions and 3 closed out — a net gain of 4 holders — while 19 added to existing stakes and 10 trimmed.

The largest buyer was Wells Fargo, adding an estimated $7.93M. The largest seller was United Capital Financial Advisors, cutting an estimated $26.9M.

  • 53 institutional investors held First Trust Water ETF (FIW) as of Q1 2017, up from 50 in Q4 2016.
  • Funds reported $77.4M of First Trust Water ETF stock for Q1 2017, down 14% quarter-over-quarter.
  • 7 funds opened new First Trust Water ETF positions in Q1 2017 and 3 closed out, a net change of +4 holders.
  • The largest First Trust Water ETF buyer in Q1 2017 was Wells Fargo, an estimated $7.93M added.
  • The largest First Trust Water ETF seller in Q1 2017 was United Capital Financial Advisors, an estimated $26.9M sold.

Based on aggregated 13F filings for Q1 2017.