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First Trust Water ETF

39 hedge funds and large institutions have $29.4M invested in First Trust Water ETF in 2015 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 8 increasing their positions, 15 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

19% less funds holding

Funds holding: 4839 (-9)

19.72% less ownership

Funds ownership: 48.28%28.56% (-20%)

47% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 15

53% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 15

67% less capital invested

Capital invested by funds: $90.6M → $29.4M (-$61.2M)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $259K

Holders
39
Holders Change
-9
Holders Change %
-18.75%
% of All Funds
1.09%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
8
Reduced
15
Closed
15
Calls
Puts
$259K
Net Calls
-$259K
Net Calls Change
-$43K
Name Holding Trade Value Shares
Change
Change in
Stake
WA
26
WFG Advisors
Texas
$41K +$14.7K +500 +51%
ASN
27
Advisory Services Network
Georgia
$39K +$88 +3 +0.2%
WEC
28
Winslow Evans & Crocker
Massachusetts
$35.9K
LYV
29
Live Your Vision
Pennsylvania
$33K +$34.7K +1,180 New
MA
30
MUFG Americas
New York
$11K
BC
31
Bartlett & Co
Ohio
$8K
AIG
32
American International Group
New York
$6K
TIM
33
Tortoise Investment Management
New York
$5K
Creative Planning
34
Creative Planning
Kansas
$5K +$4.92K +167 New
IWMPD
35
Integrated Wealth Management (Palm Desert)
California
$3K
MFS
36
MSI Financial Services
Massachusetts
$3K
NFG
37
Next Financial Group
Texas
$2K
Manulife (Manufacturers Life Insurance)
38
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$124 +$15.3K +519 +13%
JP Morgan Chase
39
JP Morgan Chase
New York
-$3.69M -117,676 Closed
Janney Montgomery Scott
40
Janney Montgomery Scott
Pennsylvania
-$1.76M -56,338 Closed
M&T Bank
41
M&T Bank
New York
-$1.22M -38,992 Closed
OC
42
Oppenheimer & Co
New York
-$1.09M -34,726 Closed
Stifel Financial
43
Stifel Financial
Missouri
-$745K -23,818 Closed
BCM
44
Beck Capital Management
Texas
-$571K -18,228 Closed
RJA
45
Raymond James & Associates
Florida
-$531K -16,941 Closed
SB
46
Suntrust Banks
Georgia
-$459K -14,667 Closed
FNT
47
First National Trust
Pennsylvania
-$296K -9,438 Closed
FAAS
48
First Allied Advisory Services
California
-$284K -9,025 Closed
BRWA
49
B. Riley Wealth Advisors
Florida
-$268K -8,531 Closed
CAN
50
Cetera Advisor Networks
California
-$229K -7,248 Closed

FIW Hedge Fund Activity: Q3 2015 in Review

39 of the 3,583 institutional investors tracked by Wall St. Rank reported a position in First Trust Water ETF (FIW) for Q3 2015, worth a combined $29.4M — down 67% from $90.6M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of FIW and 7 opened new positions — a net loss of 8 holders — while 15 trimmed existing stakes and 8 added.

The largest buyer was Virtu KCG Holdings, opening a new position worth an estimated $1.77M. The largest seller was Morgan Stanley, cutting an estimated $18.4M.

  • 39 institutional investors held First Trust Water ETF (FIW) as of Q3 2015, down from 48 in Q2 2015.
  • Funds reported $29.4M of First Trust Water ETF stock for Q3 2015, down 67% quarter-over-quarter.
  • 7 funds opened new First Trust Water ETF positions in Q3 2015 and 15 closed out, a net change of -8 holders.
  • The largest First Trust Water ETF buyer in Q3 2015 was Virtu KCG Holdings, an estimated $1.77M added.
  • The largest First Trust Water ETF seller in Q3 2015 was Morgan Stanley, an estimated $18.4M sold.

Based on aggregated 13F filings for Q3 2015.