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First Trust Emerging Markets AlphaDEX Fund

104 hedge funds and large institutions have $373M invested in First Trust Emerging Markets AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 28 increasing their positions, 51 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.95% more ownership

Funds ownership: 63.23%64.18% (+0.95%)

5% less funds holding

Funds holding: 109104 (-5)

17% less capital invested

Capital invested by funds: $449M → $373M (-$75.6M)

28% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 18

45% less repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 51

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
104
Holders Change
-5
Holders Change %
-4.59%
% of All Funds
2.28%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
13
Increased
28
Reduced
51
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MRCM
101
M&R Capital Management
New Jersey
$2K +$217 +9 +9%
CAL
102
Capital Analysts LLC
Pennsylvania
$1K
HGWM
103
Harvest Group Wealth Management
Massachusetts
$1K
BCM
104
Breiter Capital Management
Florida
-$3.49M -138,452 Closed
LI
105
LVZ Inc
Michigan
-$620K -24,614 Closed
ZIG
106
Zurich Insurance Group
Switzerland
-$429K -17,128 Closed
Koshinski Asset Management
107
Koshinski Asset Management
Illinois
-$397K -15,740 Closed
SS
108
Simplicity Solutions
Minnesota
-$368K -14,595 Closed
BRWA
109
B. Riley Wealth Advisors
Florida
-$265K -10,510 Closed
Neuberger Berman Group
110
Neuberger Berman Group
New York
-$232K -9,204 Closed
PPA
111
Parametric Portfolio Associates
Washington
-$220K -8,732 Closed
TSS
112
Two Sigma Securities
New York
-$214K -8,483 Closed
CAL
113
Capital Advisors Ltd
Ohio
-$61K -2,416 Closed
MF
114
Manchester Financial
California
-$50K -2,000 Closed
RCAG
115
Rehmann Capital Advisory Group
Michigan
-$44.4K -1,761 Closed
RIA
116
Realta Investment Advisors
Delaware
-$27K -1,104 Closed
BWP
117
Baldwin Wealth Partners
Massachusetts
-$18K -720 Closed
PMFA
118
Plante Moran Financial Advisors
Michigan
-$14K -558 Closed
BBA
119
Braun-Bostich & Associates
Pennsylvania
-$10K -384 Closed
BCMIO
120
Beacon Capital Management Inc (Ohio)
Ohio
-$1K -20 Closed
RFM
121
Royal Fund Management
Florida
+$966 +40 New

FEM Hedge Fund Activity: Q3 2019 in Review

104 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets AlphaDEX Fund (FEM) for Q3 2019, worth a combined $373M — down 17% from $449M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of FEM and 13 opened new positions — a net loss of 5 holders — while 51 trimmed existing stakes and 28 added.

The largest buyer was Royal Bank of Canada, adding an estimated $4.32M. The largest seller was Morgan Stanley, cutting an estimated $17.3M.

  • 104 institutional investors held First Trust Emerging Markets AlphaDEX Fund (FEM) as of Q3 2019, down from 109 in Q2 2019.
  • Funds reported $373M of First Trust Emerging Markets AlphaDEX Fund stock for Q3 2019, down 17% quarter-over-quarter.
  • 13 funds opened new First Trust Emerging Markets AlphaDEX Fund positions in Q3 2019 and 18 closed out, a net change of -5 holders.
  • The largest First Trust Emerging Markets AlphaDEX Fund buyer in Q3 2019 was Royal Bank of Canada, an estimated $4.32M added.
  • The largest First Trust Emerging Markets AlphaDEX Fund seller in Q3 2019 was Morgan Stanley, an estimated $17.3M sold.

Based on aggregated 13F filings for Q3 2019.