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First Trust Emerging Markets AlphaDEX Fund
FEM

126 hedge funds and large institutions have $424M invested in First Trust Emerging Markets AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 35 funds opening new positions, 41 increasing their positions, 38 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

218% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 11

21% more funds holding

Funds holding: 104 → 126 (+22)

14% more capital invested

Capital invested by funds: $373M → $424M (+$50.9M)

2.08% more ownership

Funds ownership: 64.18% → 66.26% (+2.1%)

8% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 38

Holders
126
Holders Change
+22
Holders Change %
+21.15%
% of All Funds
2.48%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
35
Increased
41
Reduced
38
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$3.13M
2
UBS Group
UBS Group
Switzerland
+$1.82M
3
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT)
United Kingdom
+$1.49M
4
HR
Hayden Royal
North Carolina
+$1.04M
5
AAS
Avantax Advisory Services
Texas
+$1.03M

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$5.81M
2
MML Investors Services
MML Investors Services
Massachusetts
-$4.11M
3
JP Morgan Chase
JP Morgan Chase
New York
-$3M
4
DADC
D.A. Davidson & Co
Montana
-$1.78M
5
LPL Financial
LPL Financial
California
-$1.67M
Name Holding Trade Value Shares
Change 		Change in
Stake
WAS
76
Wealth Advisory Solutions
Indiana
$300K +$279K +11,321 New
Citigroup
77
Citigroup
New York
$286K -$68.4K -2,778 -21%
Citadel Advisors
78
Citadel Advisors
Florida
$282K -$577K -23,436 -69%
IA
79
IFG Advisory
Georgia
$279K +$259K +10,515 New
RIA
80
Regal Investment Advisors
Michigan
$271K +$787 +32 +0.3%
KFGK
81
Keystone Financial Group (Kentucky)
Kentucky
$268K -$355K -14,437 -59%
IWM
82
IHT Wealth Management
Illinois
$266K -$135K -5,468 -35%
WCFA
83
Walkner Condon Financial Advisors
Wisconsin
$266K +$247K +10,028 New
BRWA
84
B. Riley Wealth Advisors
Florida
$258K +$239K +9,710 New
JCM
85
Jacobi Capital Management
Pennsylvania
$244K -$4.53K -184 -2%
AWM
86
AE Wealth Management
Kansas
$240K +$223K +9,056 New
SS
87
Simplicity Solutions
Minnesota
$236K +$219K +8,881 New
MIH
88
Meitav Investment House
Israel
$234K – – –
RA
89
RFG Advisory
Alabama
$232K +$215K +8,738 New
PTC
90
Private Trust Company
Ohio
$228K +$2.19K +89 +1%
CIAS
91
Capital Investment Advisory Services
North Carolina
$218K +$6.15K +250 +3%
EH
92
Equitable Holdings
New York
$216K +$201K +8,152 New
CA
93
Cambridge Advisors
Nebraska
$215K +$199K +8,098 New
Cetera Investment Advisers
94
Cetera Investment Advisers
Illinois
$208K -$47.5K -1,932 -20%
IAA
95
Independent Advisor Alliance
North Carolina
$203K +$188K +7,641 New
MA
96
Mutual Advisors
Nebraska
$200K +$186K +7,547 New
NFG
97
Next Financial Group
Texas
$192K +$168K +6,839 +1,705%
AWA
98
Arkadios Wealth Advisors
Georgia
$178K +$170K +6,916 New
1W
99
1776 Wealth
Georgia
$149K +$139K +5,640 New
PNC Financial Services Group
100
PNC Financial Services Group
Pennsylvania
$145K +$4.6K +187 +4%
2 3
4
5 6

FEM Hedge Fund Activity: Q4 2019 in Review

126 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets AlphaDEX Fund (FEM) for Q4 2019, worth a combined $424M — up 14% from $373M a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new FEM positions and 11 closed out — a net gain of 24 holders — while 41 added to existing stakes and 38 trimmed.

The largest buyer was Bank of America, adding an estimated $3.13M. The largest seller was Morgan Stanley, cutting an estimated $5.81M.

  • 126 institutional investors held First Trust Emerging Markets AlphaDEX Fund (FEM) as of Q4 2019, up from 104 in Q3 2019.
  • Funds reported $424M of First Trust Emerging Markets AlphaDEX Fund stock for Q4 2019, up 14% quarter-over-quarter.
  • 35 funds opened new First Trust Emerging Markets AlphaDEX Fund positions in Q4 2019 and 11 closed out, a net change of +24 holders.
  • The largest First Trust Emerging Markets AlphaDEX Fund buyer in Q4 2019 was Bank of America, an estimated $3.13M added.
  • The largest First Trust Emerging Markets AlphaDEX Fund seller in Q4 2019 was Morgan Stanley, an estimated $5.81M sold.

Based on aggregated 13F filings for Q4 2019.