We are live on ! Find out more
FEM icon

First Trust Emerging Markets AlphaDEX Fund

54 hedge funds and large institutions have $88M invested in First Trust Emerging Markets AlphaDEX Fund in 2016 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 23 increasing their positions, 14 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

267% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 3

64% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 14

17% more funds holding

Funds holding: 4654 (+8)

16% more capital invested

Capital invested by funds: $76.1M → $88M (+$11.8M)

8.01% more ownership

Funds ownership: 51.69%59.69% (+8%)

Holders
54
Holders Change
+8
Holders Change %
+17.39%
% of All Funds
1.35%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
23
Reduced
14
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$478K -$112K -5,479 -19%
OMC
27
Old Mission Capital
Illinois
$429K -$1.56M -76,290 -78%
Stifel Financial
28
Stifel Financial
Missouri
$379K +$4.13K +202 +1%
M&T Bank
29
M&T Bank
New York
$316K
JIP
30
Jaffetilchin Investment Partners
Florida
$297K -$186K -9,116 -38%
Susquehanna International Group
31
Susquehanna International Group
Pennsylvania
$292K +$52.1K +2,548 +21%
NA
32
Navellier & Associates
Nevada
$273K +$8.4K +411 +3%
WA
33
WFG Advisors
Texas
$242K -$19.1K -935 -7%
SB
34
Suntrust Banks
Georgia
$231K
GS
35
Girard Securities
California
$215K +$216K +10,587 New
RJA
36
Raymond James & Associates
Florida
$213K -$166K -8,137 -44%
DADC
37
D.A. Davidson & Co
Montana
$213K +$20.4K +1,000 +11%
CPIG
38
Chicago Partners Investment Group
Illinois
$157K +$3.54K +173 +2%
Citigroup
39
Citigroup
New York
$143K +$70.5K +3,450 +96%
AG
40
Advisor Group
Arizona
$117K +$92K +4,498 +352%
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$55K +$12.3K +604 +29%
WEC
42
Winslow Evans & Crocker
Massachusetts
$42.2K -$28.7K -1,406 -40%
IA
43
IFP Advisors
Florida
$35K -$2.04K -100 -5%
BWA
44
Burt Wealth Advisors
Maryland
$24K
RFWA
45
RPg Family Wealth Advisory
Massachusetts
$20.6K +$20.8K +1,016 New
MFS
46
MSI Financial Services
Massachusetts
$18K -$137K -6,709 -88%
Creative Planning
47
Creative Planning
Kansas
$16K +$8.12K +397 +106%
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
$12K +$12.3K +600 New
BC
49
Bartlett & Co
Ohio
$9K +$8.89K +435 New
CFD
50
Creative Financial Designs
Indiana
$8K +$8.18K +400 New

FEM Hedge Fund Activity: Q4 2016 in Review

54 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets AlphaDEX Fund (FEM) for Q4 2016, worth a combined $88M — up 16% from $76.1M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FEM positions and 3 closed out — a net gain of 8 holders — while 23 added to existing stakes and 14 trimmed.

The largest buyer was Wells Fargo, adding an estimated $7.9M. The largest seller was Old Mission Capital, cutting an estimated $1.56M.

  • 54 institutional investors held First Trust Emerging Markets AlphaDEX Fund (FEM) as of Q4 2016, up from 46 in Q3 2016.
  • Funds reported $88M of First Trust Emerging Markets AlphaDEX Fund stock for Q4 2016, up 16% quarter-over-quarter.
  • 11 funds opened new First Trust Emerging Markets AlphaDEX Fund positions in Q4 2016 and 3 closed out, a net change of +8 holders.
  • The largest First Trust Emerging Markets AlphaDEX Fund buyer in Q4 2016 was Wells Fargo, an estimated $7.9M added.
  • The largest First Trust Emerging Markets AlphaDEX Fund seller in Q4 2016 was Old Mission Capital, an estimated $1.56M sold.

Based on aggregated 13F filings for Q4 2016.