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First Trust Emerging Markets AlphaDEX Fund

46 hedge funds and large institutions have $76.1M invested in First Trust Emerging Markets AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 19 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

46% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 13

34% more capital invested

Capital invested by funds: $57M → $76.1M (+$19.2M)

9.89% more ownership

Funds ownership: 41.79%51.69% (+9.9%)

10% more funds holding

Funds holding: 4246 (+4)

Holders
46
Holders Change
+4
Holders Change %
+9.52%
% of All Funds
1.23%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
19
Reduced
13
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CWM
26
Cornerstone Wealth Management
Missouri
$315K +$314K +15,226 New
NA
27
Navellier & Associates
Nevada
$270K +$268K +13,019 New
WA
28
WFG Advisors
Texas
$267K +$35.8K +1,738 +16%
RJFSA
29
Raymond James Financial Services Advisors
Florida
$264K -$773K -37,504 -75%
Susquehanna International Group
30
Susquehanna International Group
Pennsylvania
$246K +$244K +11,856 New
SB
31
Suntrust Banks
Georgia
$231K -$69.9K -3,395 -22%
DADC
32
D.A. Davidson & Co
Montana
$197K -$19.6K -950 -9%
MFS
33
MSI Financial Services
Massachusetts
$158K +$19K +920 +14%
CPIG
34
Chicago Partners Investment Group
Illinois
$157K
Citigroup
35
Citigroup
New York
$75K +$5.81K +282 +9%
WEC
36
Winslow Evans & Crocker
Massachusetts
$72.3K -$26.2K -1,270 -27%
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$44K -$350 -17 -0.8%
IA
38
IFP Advisors
Florida
$38K -$2.7K -131 -7%
AG
39
Advisor Group
Arizona
$26K -$4.06K -197 -13%
BWA
40
Burt Wealth Advisors
Maryland
$24K
FTUS
41
Flow Traders U.S.
New York
$10K -$744K -36,115 -99%
Manulife (Manufacturers Life Insurance)
42
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$10K
Creative Planning
43
Creative Planning
Kansas
$8K
GWM
44
Geneos Wealth Management
Colorado
$3K
US Bancorp
45
US Bancorp
Minnesota
$3K +$3.25K +158 New
Jane Street
46
Jane Street
New York
-$677K -35,240 Closed
Fifth Third Bancorp
47
Fifth Third Bancorp
Ohio
-$96K -5,011 Closed
SEI Investments
48
SEI Investments
Pennsylvania
-$4K -189 Closed

FEM Hedge Fund Activity: Q3 2016 in Review

46 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets AlphaDEX Fund (FEM) for Q3 2016, worth a combined $76.1M — up 34% from $57M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FEM positions and 3 closed out — a net gain of 5 holders — while 19 added to existing stakes and 13 trimmed.

The largest buyer was Wells Fargo, adding an estimated $5.92M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $773K.

  • 46 institutional investors held First Trust Emerging Markets AlphaDEX Fund (FEM) as of Q3 2016, up from 42 in Q2 2016.
  • Funds reported $76.1M of First Trust Emerging Markets AlphaDEX Fund stock for Q3 2016, up 34% quarter-over-quarter.
  • 8 funds opened new First Trust Emerging Markets AlphaDEX Fund positions in Q3 2016 and 3 closed out, a net change of +5 holders.
  • The largest First Trust Emerging Markets AlphaDEX Fund buyer in Q3 2016 was Wells Fargo, an estimated $5.92M added.
  • The largest First Trust Emerging Markets AlphaDEX Fund seller in Q3 2016 was Raymond James Financial Services Advisors, an estimated $773K sold.

Based on aggregated 13F filings for Q3 2016.