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Fidus Investment
FDUS

67 hedge funds and large institutions have $121M invested in Fidus Investment in 2017 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 21 increasing their positions, 19 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 19

1.04% more ownership

Funds ownership: 31.03% → 32.07% (+1%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

4% less capital invested

Capital invested by funds: $126M → $121M (-$4.99M)

4% less funds holding

Funds holding: 70 → 67 (-3)

27% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 11

Holders
67
Holders Change
-3
Holders Change %
-4.29%
% of All Funds
1.67%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
21
Reduced
19
Closed
11
Calls
$246K
Puts
–
Net Calls
+$246K
Net Calls Change
-$1.03M

Top Buyers

1
MC
Muzinich & Co
New York
+$3.91M
2
Morgan Stanley
Morgan Stanley
New York
+$836K
3
BTS
BB&T Securities
Virginia
+$683K
4
YMRC
Yorktown Management & Research Company
Virginia
+$575K
5
SGI
Summit Global Investments
Utah
+$494K

Top Sellers

1
OCG
Opus Capital Group
Ohio
-$917K
2
SIC
Salem Investment Counselors
North Carolina
-$723K
3
AM
Ares Management
California
-$706K
4
MC
Moors & Cabot
Massachusetts
-$349K
5
OIA
Optimum Investment Advisors
Illinois
-$269K
Name Holding Trade Value Shares
Change 		Change in
Stake
SGI
26
Summit Global Investments
Utah
$484K +$494K +30,100 New
Millennium Management
27
Millennium Management
New York
$480K +$490K +29,873 New
RJT
28
Raymond James Trust
Florida
$457K +$28.8K +1,756 +7%
KCM
29
Kennedy Capital Management
Missouri
$443K +$452K +27,551 New
OC
30
Oppenheimer & Co
New York
$439K -$3.45K -210 -0.8%
OIA
31
Optimum Investment Advisors
Illinois
$388K -$269K -16,371 -40%
Susquehanna International Group
32
Susquehanna International Group
Pennsylvania
$334K -$194K -11,789 -36%
SM
33
Salzhauer Michael
$331K – – –
Arrowstreet Capital
34
Arrowstreet Capital
Massachusetts
$326K +$333K +20,257 New
FAAS
35
First Allied Advisory Services
California
$316K +$7.22K +440 +2%
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$264K +$10.5K +640 +4%
VF
37
Virtu Financial
New York
$256K +$261K +15,920 New
BW
38
Bison Wealth
Georgia
$244K – – –
ACI
39
Alpha Cubed Investments
California
$235K +$240K +14,641 New
KC
40
Kingfisher Capital
North Carolina
$214K +$5.27K +321 +2%
BFA
41
Bragg Financial Advisors
North Carolina
$209K – – –
Commonwealth Equity Services
42
Commonwealth Equity Services
Massachusetts
$190K -$49.7K -3,029 -20%
BBHC
43
Brown Brothers Harriman & Co
New York
$190K – – –
CGA
44
Crescent Grove Advisors
Illinois
$181K – – –
MML Investors Services
45
MML Investors Services
Massachusetts
$178K +$17K +1,036 +10%
CSM
46
CAMG Solamere Management
North Carolina
$172K -$16.9K -1,032 -9%
CIBC World Market
47
CIBC World Market
Ontario, Canada
$165K -$4.88K -297 -3%
Royal Bank of Canada
48
Royal Bank of Canada
Ontario, Canada
$165K +$11K +670 +7%
DADC
49
D.A. Davidson & Co
Montana
$160K +$55.7K +3,394 +51%
MFW
50
Mosaic Family Wealth
Missouri
$115K – – –
1
2
3 4

FDUS Hedge Fund Activity: Q3 2017 in Review

67 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Fidus Investment (FDUS) for Q3 2017, worth a combined $121M — down 4% from $126M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of FDUS and 8 opened new positions — a net loss of 3 holders — while 19 trimmed existing stakes and 21 added.

The largest buyer was Muzinich & Co, adding an estimated $3.91M. The largest seller was Opus Capital Group, cutting an estimated $917K.

  • 67 institutional investors held Fidus Investment (FDUS) as of Q3 2017, down from 70 in Q2 2017.
  • Funds reported $121M of Fidus Investment stock for Q3 2017, down 4% quarter-over-quarter.
  • 8 funds opened new Fidus Investment positions in Q3 2017 and 11 closed out, a net change of -3 holders.
  • The largest Fidus Investment buyer in Q3 2017 was Muzinich & Co, an estimated $3.91M added.
  • The largest Fidus Investment seller in Q3 2017 was Opus Capital Group, an estimated $917K sold.

Based on aggregated 13F filings for Q3 2017.