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Fidus Investment
FDUS

63 hedge funds and large institutions have $86.3M invested in Fidus Investment in 2016 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 30 increasing their positions, 9 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 9

117% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 6

24.92% more ownership

Funds ownership: 0% → 24.92% (+25%)

22% more capital invested

Capital invested by funds: $70.6M → $86.3M (+$15.7M)

13% more funds holding

Funds holding: 56 → 63 (+7)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

54% less call options, than puts

Call options by funds: $227K | Put options by funds: $491K

Holders
63
Holders Change
+7
Holders Change %
+12.5%
% of All Funds
1.57%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
13
Increased
30
Reduced
9
Closed
6
Calls
$227K
Puts
$491K
Net Calls
-$264K
Net Calls Change
+$303K

Top Buyers

Rank Fund Capital Flow
1
MC
Muzinich & Co
New York
+$2.58M
2
AM
Ares Management
California
+$1.81M
3
UBS Group
UBS Group
Switzerland
+$1.64M
4
RJA
Raymond James & Associates
Florida
+$1.39M
5
AR
Advisory Research
Illinois
+$1.36M

Top Sellers

Rank Fund Capital Flow
1
BW
Bison Wealth
Georgia
-$219K
2
DTL
Dynamic Technology Lab
Singapore
-$212K
3
TSS
Two Sigma Securities
New York
-$204K
4
RJT
Raymond James Trust
Florida
-$104K
5
Baird Financial Group
Baird Financial Group
Wisconsin
-$98.5K
Name Holding Trade Value Shares
Change 		Change in
Stake
Goldman Sachs
26
Goldman Sachs
New York
$329K +$136K +8,546 +69%
SM
27
Salzhauer Michael
$321K +$324K +20,400 New
OIA
28
Optimum Investment Advisors
Illinois
$307K +$131K +8,240 +73%
Mackenzie Financial
29
Mackenzie Financial
Ontario, Canada
$282K +$285K +17,916 New
FAAS
30
First Allied Advisory Services
California
$270K +$4.69K +295 +2%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$265K +$5.5K +346 +2%
BW
32
Bison Wealth
Georgia
$239K -$219K -13,783 -48%
RP
33
Raiff Partners
New York
$236K +$238K +15,000 New
Baird Financial Group
34
Baird Financial Group
Wisconsin
$217K -$98.5K -6,200 -31%
OCG
35
Opus Capital Group
Ohio
$211K +$213K +13,424 New
BFA
36
Bragg Financial Advisors
North Carolina
$205K – – –
KC
37
Kingfisher Capital
North Carolina
$205K – – –
Susquehanna International Group
38
Susquehanna International Group
Pennsylvania
$187K +$189K +11,879 New
CSM
39
CAMG Solamere Management
North Carolina
$173K +$175K +11,000 New
Citigroup
40
Citigroup
New York
$142K -$14.4K -908 -9%
BBHC
41
Brown Brothers Harriman & Co
New York
$130K – – –
MFW
42
Mosaic Family Wealth
Missouri
$113K – – –
MFS
43
MSI Financial Services
Massachusetts
$95K +$85.8K +5,400 +818%
CFA
44
Carroll Financial Associates
North Carolina
$93K – – –
Wells Fargo
45
Wells Fargo
California
$80K +$17.8K +1,120 +28%
AG
46
Advisor Group
Arizona
$55K +$31.8K +2,000 +132%
CT
47
Clearstead Trust
Maine
$39K +$39.7K +2,500 New
DADC
48
D.A. Davidson & Co
Montana
$34K +$34.6K +2,176 New
LTFS
49
Ladenburg Thalmann Financial Services
Florida
$31K – – –
GI
50
Gradient Investments
Minnesota
$31K +$31.8K +2,000 New
1
2
3

FDUS Hedge Fund Activity: Q4 2016 in Review

63 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Fidus Investment (FDUS) for Q4 2016, worth a combined $86.3M — up 22% from $70.6M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FDUS positions and 6 closed out — a net gain of 7 holders — while 30 added to existing stakes and 9 trimmed.

The largest buyer was Muzinich & Co, adding an estimated $2.58M. The largest seller was Bison Wealth, cutting an estimated $219K.

  • 63 institutional investors held Fidus Investment (FDUS) as of Q4 2016, up from 56 in Q3 2016.
  • Funds reported $86.3M of Fidus Investment stock for Q4 2016, up 22% quarter-over-quarter.
  • 13 funds opened new Fidus Investment positions in Q4 2016 and 6 closed out, a net change of +7 holders.
  • The largest Fidus Investment buyer in Q4 2016 was Muzinich & Co, an estimated $2.58M added.
  • The largest Fidus Investment seller in Q4 2016 was Bison Wealth, an estimated $219K sold.

Based on aggregated 13F filings for Q4 2016.