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Fidus Investment
FDUS

Overview Fund Activity

63 hedge funds and large institutions have $86.3M invested in Fidus Investment in 2016 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 30 increasing their positions, 9 reducing their positions, and 6 closing their positions.

Holders
63
Holders Change
+7
Holders Change %
+12.5%
% of All Funds
1.58%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
13
Increased
30
Reduced
9
Closed
6
Calls
$227K
Puts
$491K
Net Calls
-$264K
Net Calls Change
+$303K

Top Buyers

1
MC
1
Muzinich & Co
New York
$5.24M
2
AM
2
Ares Management
California
$6.63M
3
UBS Group
3
UBS Group
Switzerland
$7.28M
4
RJA
4
Raymond James & Associates
Florida
$13.9M
5
AR
5
Advisory Research
Illinois
$2.3M

Top Sellers

1
BW
1
Bison Wealth
Georgia
$239K
2
DTL
2
Dynamic Technology Lab
Singapore
$0
3
TSS
3
Two Sigma Securities
New York
$0
4
RJT
4
Raymond James Trust
Florida
$406K
5
Baird Financial Group
5
Baird Financial Group
Wisconsin
$217K
Name Market Value Shares Shares
Change 		Shares
Change %
Goldman Sachs
26
Goldman Sachs
New York
$329K 20,890 +8,546 +69%
SM
27
Salzhauer Michael
$321K 20,400 +20,400 New
OIA
28
Optimum Investment Advisors
Illinois
$307K 19,505 +8,240 +73%
Mackenzie Financial
29
Mackenzie Financial
Ontario, Canada
$282K 17,916 +17,916 New
FAAS
30
First Allied Advisory Services
California
$270K 17,185 +295 +2%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$265K 16,854 +346 +2%
BW
32
Bison Wealth
Georgia
$239K 15,185 -13,783 -48%
RP
33
Raiff Partners
New York
$236K 15,000 +15,000 New
Baird Financial Group
34
Baird Financial Group
Wisconsin
$217K 13,770 -6,200 -31%
OCG
35
Opus Capital Group
Ohio
$211K 13,424 +13,424 New
KC
36
Kingfisher Capital
North Carolina
$205K 13,011 – –
BFA
37
Bragg Financial Advisors
North Carolina
$205K 13,011 – –
Susquehanna International Group
38
Susquehanna International Group
Pennsylvania
$187K 11,879 +11,879 New
CSM
39
CAMG Solamere Management
North Carolina
$173K 11,000 +11,000 New
Citigroup
40
Citigroup
New York
$142K 8,996 -908 -9%
BBHC
41
Brown Brothers Harriman & Co
New York
$130K 8,286 – –
MFW
42
Mosaic Family Wealth
Missouri
$113K 7,177 – –
MFS
43
MSI Financial Services
Massachusetts
$95K 6,060 +5,400 +818%
CFA
44
Carroll Financial Associates
North Carolina
$93K 5,960 – –
Wells Fargo
45
Wells Fargo
California
$80K 5,053 +1,120 +28%
AG
46
Advisor Group
Arizona
$55K 3,516 +2,000 +132%
CT
47
Clearstead Trust
Maine
$39K 2,500 +2,500 New
DADC
48
D.A. Davidson & Co
Montana
$34K 2,176 +2,176 New
LTFS
49
Ladenburg Thalmann Financial Services
Florida
$31K 2,000 – –
GI
50
Gradient Investments
Minnesota
$31K 2,000 +2,000 New
1
2
3