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Fidus Investment

45 hedge funds and large institutions have $52M invested in Fidus Investment in 2016 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

190% more call options, than puts

Call options by funds: $569K | Put options by funds: $196K

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

13% more capital invested

Capital invested by funds: $45.9M → $52M (+$6.13M)

5% more funds holding

Funds holding: 4345 (+2)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

7% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 15

Holders
45
Holders Change
+2
Holders Change %
+4.65%
% of All Funds
1.2%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
14
Reduced
15
Closed
4
Calls
$569K
Puts
$196K
Net Calls
+$373K
Net Calls Change
+$518K
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$246K +$52.6K +3,807 +32%
KC
27
Kingfisher Capital
North Carolina
$211K +$221 +16 +0.1%
BFA
28
Bragg Financial Advisors
North Carolina
$202K
BBHC
29
Brown Brothers Harriman & Co
New York
$129K
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$127K
Citigroup
31
Citigroup
New York
$124K -$17.8K -1,287 -14%
MFW
32
Mosaic Family Wealth
Missouri
$111K
Bank of America
33
Bank of America
North Carolina
$100K +$74.6K +5,400 +540%
CFA
34
Carroll Financial Associates
North Carolina
$84K
Wells Fargo
35
Wells Fargo
California
$27K +$6.9K +500 +40%
AIG
36
American International Group
New York
$24K -$5.99K -434 -22%
PAM
37
Panagora Asset Management
Massachusetts
$21K
PI
38
PineBridge Investments
New York
$19K +$414 +30 +2%
CG
39
Cutler Group
California
$13K +$12.2K +881 New
HR
40
Howe & Rusling
New York
$3K -$345 -25 -10%
Creative Planning
41
Creative Planning
Kansas
$3K +$2.76K +200 New
WAM
42
Wealthspire Advisors (Maryland)
Maryland
$2K +$55 +4 +3%
PCM
43
Penserra Capital Management
California
$2 -$166 -12 -7%
OCG
44
Opus Capital Group
Ohio
-$328K -24,028 Closed
Deutsche Bank
45
Deutsche Bank
Germany
-$47.2K -3,418 -99%
TRCT
46
Tower Research Capital (TRC)
New York
-$47K -3,410 Closed
IA
47
IFP Advisors
Florida
-$7K -538 Closed
FPFS
48
First Personal Financial Services
North Carolina
-$7K -520 Closed
Simplex Trading
49
Simplex Trading
Illinois
+$304 +22 New

FDUS Hedge Fund Activity: Q1 2016 in Review

45 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Fidus Investment (FDUS) for Q1 2016, worth a combined $52M — up 13% from $45.9M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FDUS positions and 4 closed out — a net gain of 2 holders — while 14 added to existing stakes and 15 trimmed.

The largest buyer was West Family Investments, adding an estimated $742K. The largest seller was BB&T Securities, cutting an estimated $477K.

  • 45 institutional investors held Fidus Investment (FDUS) as of Q1 2016, up from 43 in Q4 2015.
  • Funds reported $52M of Fidus Investment stock for Q1 2016, up 13% quarter-over-quarter.
  • 6 funds opened new Fidus Investment positions in Q1 2016 and 4 closed out, a net change of +2 holders.
  • The largest Fidus Investment buyer in Q1 2016 was West Family Investments, an estimated $742K added.
  • The largest Fidus Investment seller in Q1 2016 was BB&T Securities, an estimated $477K sold.

Based on aggregated 13F filings for Q1 2016.