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Fidus Investment
FDUS

Overview Fund Activity

45 hedge funds and large institutions have $52M invested in Fidus Investment in 2016 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
45
Holders Change
+2
Holders Change %
+4.65%
% of All Funds
1.2%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
14
Reduced
15
Closed
4
Calls
$569K
Puts
$196K
Net Calls
+$373K
Net Calls Change
+$518K

Top Buyers

1
WFI
1
West Family Investments
California
$3.83M
2
AR
2
Advisory Research
Illinois
$565K
3
SMDAM
3
Sumitomo Mitsui DS Asset Management
Japan
$507K
4
MCM
4
McKinley Capital Management
Alaska
$332K
5
Millennium Management
5
Millennium Management
New York
$425K

Top Sellers

1
BTS
1
BB&T Securities
Virginia
$1.01M
2
RJA
2
Raymond James & Associates
Florida
$9.84M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$365K
4
GC
4
Guggenheim Capital
Illinois
$761K
5
OCG
5
Opus Capital Group
Ohio
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$246K +$59K +3,807 +32%
KC
27
Kingfisher Capital
North Carolina
$211K +$248 +16 +0.1%
BFA
28
Bragg Financial Advisors
North Carolina
$202K – – –
BBHC
29
Brown Brothers Harriman & Co
New York
$129K – – –
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$127K – – –
Citigroup
31
Citigroup
New York
$124K -$20K -1,287 -14%
MFW
32
Mosaic Family Wealth
Missouri
$111K – – –
Bank of America
33
Bank of America
North Carolina
$100K +$84.4K +5,400 +540%
CFA
34
Carroll Financial Associates
North Carolina
$84K – – –
Wells Fargo
35
Wells Fargo
California
$27K +$7.71K +500 +40%
AIG
36
American International Group
New York
$24K -$6.87K -434 -22%
PAM
37
Panagora Asset Management
Massachusetts
$21K – – –
PI
38
PineBridge Investments
New York
$19K +$463 +30 +2%
CG
39
Cutler Group
California
$13K +$13K +881 New
HR
40
Howe & Rusling
New York
$3K -$349 -25 -10%
Creative Planning
41
Creative Planning
Kansas
$3K +$3K +200 New
WAM
42
Wealthspire Advisors (Maryland)
Maryland
$2K +$52 +4 +3%
PCM
43
Penserra Capital Management
California
$2 – -12 -7%
OCG
44
Opus Capital Group
Ohio
– -$328K -24,028 Closed
TRCT
45
Tower Research Capital (TRC)
New York
– -$47K -3,410 Closed
IA
46
IFP Advisors
Florida
– -$7K -538 Closed
FPFS
47
First Personal Financial Services
North Carolina
– -$7K -520 Closed
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