FDUS icon

Fidus Investment
FDUS

Overview Fund Activity

47 hedge funds and large institutions have $67M invested in Fidus Investment in 2015 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 17 increasing their positions, 10 reducing their positions, and 6 closing their positions.

Holders
47
Holders Change
–
Holders Change %
0%
% of All Funds
1.25%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
17
Reduced
10
Closed
6
Calls
$294K
Puts
–
Net Calls
+$294K
Net Calls Change
+$399K

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$11M
2
BW
2
Bison Wealth
Georgia
$422K
3
BG
3
BlackRock Group
United Kingdom
$1.3M
4
DCM
4
Dialectic Capital Management
Connecticut
$508K
5
WFI
5
West Family Investments
California
$534K

Top Sellers

1
Two Sigma Investments
1
Two Sigma Investments
New York
$526K
2
AAM
2
Advisors Asset Management
Colorado
$7.4M
3
State Street
3
State Street
Massachusetts
$300K
4
Millennium Management
4
Millennium Management
New York
$268K
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$965K
Name Holding Trade Value Shares
Change 		Shares
Change %
BFA
26
Bragg Financial Advisors
North Carolina
$200K – – –
Goldman Sachs
27
Goldman Sachs
New York
$184K +$184K +11,960 New
CIBC World Market
28
CIBC World Market
Ontario, Canada
$176K -$17.9K -1,165 -9%
BBHC
29
Brown Brothers Harriman & Co
New York
$173K – – –
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$170K -$675 -44 -0.4%
HighTower Advisors
31
HighTower Advisors
Illinois
$154K -$4.37K -284 -3%
Wells Fargo
32
Wells Fargo
California
$116K +$5.83K +378 +5%
CFA
33
Carroll Financial Associates
North Carolina
$84K -$65.8K -4,280 -44%
FPFS
34
First Personal Financial Services
North Carolina
$83K – – –
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$71K +$63.3K +4,114 +823%
Bank of America
36
Bank of America
North Carolina
$32K +$32K +2,109 New
TRCT
37
Tower Research Capital (TRC)
New York
$24K +$2.81K +180 +13%
PAM
38
Panagora Asset Management
Massachusetts
$21K – – –
PI
39
PineBridge Investments
New York
$17K +$383 +25 +2%
Invesco
40
Invesco
Georgia
$13K – – –
OIA
41
Optimum Investment Advisors
Illinois
$12K – – –
AIG
42
American International Group
New York
$10.1K – – –
Thrivent Financial for Lutherans
43
Thrivent Financial for Lutherans
Minnesota
$8K – – –
AIM
44
Advantage Investment Management
Iowa
$8K +$8K +500 New
HR
45
Howe & Rusling
New York
$4K – – –
NFG
46
Next Financial Group
Texas
$3K – – –
Manulife (Manufacturers Life Insurance)
47
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$3 – – –
OC
48
Oppenheimer & Co
New York
– -$210K -14,157 Closed
PCM
49
Prelude Capital Management
New York
– -$92K -6,200 Closed
LTFS
50
Ladenburg Thalmann Financial Services
Florida
– -$23K -1,518 Closed
1
2
3