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Fidus Investment
FDUS

Overview Fund Activity

49 hedge funds and large institutions have $59.1M invested in Fidus Investment in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 18 reducing their positions, and 20 closing their positions.

Holders
49
Holders Change
-15
Holders Change %
-23.44%
% of All Funds
1.42%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
5
Increased
15
Reduced
18
Closed
20
Calls
$3K
Puts
$2K
Net Calls
+$1K
Net Calls Change
-$456K

Top Buyers

1
YMRC
1
Yorktown Management & Research Company
Virginia
$8.49M
2
RJA
2
Raymond James & Associates
Florida
$9.67M
3
Millennium Management
3
Millennium Management
New York
$921K
4
BTS
4
BB&T Securities
Virginia
$6.17M
5
DC
5
Deere & Company
Illinois
$444K

Top Sellers

1
Northern Trust
1
Northern Trust
Illinois
$0
2
NCM
2
Novare Capital Management
North Carolina
$0
3
Deutsche Bank
3
Deutsche Bank
Germany
$0
4
PP
4
Paloma Partners
Connecticut
$0
5
U
5
UBS
Switzerland
$3.8M
Name Holding Trade Value Shares
Change 		Shares
Change %
Jane Street
26
Jane Street
New York
$184K +$17.6K +1,067 +11%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$173K +$4.61K +279 +3%
Morgan Stanley
28
Morgan Stanley
New York
$171K -$723K -43,768 -81%
HighTower Advisors
29
HighTower Advisors
Illinois
$170K +$4.7K +284 +3%
CFA
30
Carroll Financial Associates
North Carolina
$92K -$21.1K -1,250 -19%
Creative Planning
31
Creative Planning
Kansas
$77K +$15.6K +950 +25%
Wells Fargo
32
Wells Fargo
California
$71K -$88.4K -5,319 -55%
BNP Paribas Financial Markets
33
BNP Paribas Financial Markets
France
$23.7K -$1.29K -78 -5%
PAM
34
Panagora Asset Management
Massachusetts
$23K – – –
TRCT
35
Tower Research Capital (TRC)
New York
$19K +$9.08K +542 +92%
Barclays
36
Barclays
United Kingdom
$16K -$64.8K -3,933 -80%
Invesco
37
Invesco
Georgia
$13K -$150K -9,226 -92%
OIA
38
Optimum Investment Advisors
Illinois
$13K – – –
AIG
39
American International Group
New York
$10.8K – – –
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$9K +$9K +518 New
Thrivent Financial for Lutherans
41
Thrivent Financial for Lutherans
Minnesota
$8K +$8K +476 New
WA
42
WFG Advisors
Texas
$4K – – –
NFG
43
Next Financial Group
Texas
$4K – – –
HR
44
Howe & Rusling
New York
$4K +$4K +240 New
GSC
45
Ground Swell Capital
South Carolina
$3K -$19.6K -1,306 -87%
Ameriprise
46
Ameriprise
Minnesota
$2K -$833 -50 -29%
Citigroup
47
Citigroup
New York
$2K +$1.96K +140 +4,667%
Manulife (Manufacturers Life Insurance)
48
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$12 – – –
Northern Trust
49
Northern Trust
Illinois
– -$2.27M -110,740 Closed
NCM
50
Novare Capital Management
North Carolina
– -$1.55M -75,224 Closed
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