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UBS’s Fidus Investment FDUS Stock Holding History

UBS’s Portfolio FDUS Stock Details FDUS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$3.79M Sell
229,864
-53,808
-19% -$992K ﹤0.01% 2300
2014
Q2 		$5.83M Buy
283,672
+43,893
+18% +$818K ﹤0.01% 1819
2014
Q1 		$4.63M Buy
239,779
+39,809
+20% +$819K ﹤0.01% 1938
2013
Q4 		$4.35M Buy
199,970
+15,610
+8% +$318K ﹤0.01% 2010
2013
Q3 		$3.58M Buy
184,360
+9,037
+5% +$173K ﹤0.01% 2014
2013
Q2 		$3.28M Buy
+175,323
New +$3.24M ﹤0.01% 2015

Other funds holding FDUS

AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
YMRC
Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 16.21% 1-Year Est. Return
SG
StepStone Group La Jolla, California $207M AUM 12.33% 1-Year Est. Return
BCM
Buckhead Capital Management Atlanta, Georgia $292M AUM 21.14% 1-Year Est. Return
RFC
Regions Financial Corp Birmingham, Alabama $15.4B AUM 21.7% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
BG
BlackRock Group London, United Kingdom $210B AUM 15.76% 1-Year Est. Return
VFS
VSR Financial Services Overland Park, Kansas $607M AUM 0.85% 1-Year Est. Return

UBS's FDUS Position: Q3 2014 in Review

UBS reduced its Fidus Investment (FDUS) stake by 19% in Q3 2014, selling an estimated $992K and leaving 229,864 shares worth $3.79M. The position accounts for ﹤0.01% of the portfolio, ranked #2300.

UBS first reported a position in FDUS in Q2 2013 and has held it in 6 quarters since. The position peaked at $5.83M in Q2 2014. 49 funds tracked by Wall St. Rank hold FDUS as of Q3 2014.

  • UBS held 229,864 shares of Fidus Investment worth $3.79M as of Q3 2014.
  • UBS sold 53,808 Fidus Investment shares in Q3 2014, an estimated $992K.
  • Fidus Investment made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2300 holding.
  • UBS first reported a position in Fidus Investment in Q2 2013 and has held it in 6 quarters since.
  • UBS's Fidus Investment position peaked at $5.83M in Q2 2014.
  • 49 funds tracked by Wall St. Rank held Fidus Investment as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.