WFG Advisors’s Fidus Investment FDUS Stock Holding History

WFG Advisors’s Portfolio FDUS Stock Details FDUS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-225	Closed	-$3K	–	1867
2014 Q4	$3K	Hold	225	–	–	﹤0.01%	1766
2014 Q3	$4K	Hold	225	–	–	﹤0.01%	1710
2014 Q2	$5K	Hold	225	–	–	﹤0.01%	1653
2014 Q1	$4K	Hold	225	–	–	﹤0.01%	1665
2013 Q4	$5K	Hold	225	–	–	﹤0.01%	1743
2013 Q3	$4K	Hold	225	–	–	﹤0.01%	1786
2013 Q2	$4K	Buy	+225	New	+$4.16K	﹤0.01%	1715

Other funds holding FDUS

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

StepStone Group La Jolla, California $2.16B AUM 20.11% 1-Year Est. Return

BCM

Buckhead Capital Management Atlanta, Georgia $292M AUM 21.14% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

WFG Advisors's FDUS Position: Q1 2015 in Review

WFG Advisors sold out of Fidus Investment (FDUS) in Q1 2015, closing a stake of 225 shares — an estimated $3K sold.

WFG Advisors first reported a position in FDUS in Q2 2013 and held it in 7 quarters. The position peaked at $5K in Q2 2014. 47 funds tracked by Wall St. Rank hold FDUS as of Q1 2015.

WFG Advisors reported no remaining Fidus Investment position as of Q1 2015 after selling out during the quarter.
WFG Advisors sold 225 Fidus Investment shares in Q1 2015, an estimated $3K.
WFG Advisors first reported a position in Fidus Investment in Q2 2013 and held it in 7 quarters.
WFG Advisors's Fidus Investment position peaked at $5K in Q2 2014.
47 funds tracked by Wall St. Rank held Fidus Investment as of Q1 2015.

Based on WFG Advisors's 13F filing for Q1 2015, filed 12 May 2015.