WFG Advisors’s Fidus Investment FDUS Stock Holding History

WFG Advisors’s Portfolio FDUS Stock Details FDUS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-225	Closed	-$3K	–	1867
2014 Q4	$3K	Hold	225	–	–	﹤0.01%	1766
2014 Q3	$4K	Hold	225	–	–	﹤0.01%	1710
2014 Q2	$5K	Hold	225	–	–	﹤0.01%	1653
2014 Q1	$4K	Hold	225	–	–	﹤0.01%	1665
2013 Q4	$5K	Hold	225	–	–	﹤0.01%	1743
2013 Q3	$4K	Hold	225	–	–	﹤0.01%	1786
2013 Q2	$4K	Buy	+225	New	+$4.16K	﹤0.01%	1715

Other funds holding FDUS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

StepStone Group La Jolla, California $207M AUM 12.33% 1-Year Est. Return

Buckhead Capital Management Atlanta, Georgia $265M AUM 11.84% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return